Image Anal Stereol 2005;24:35-40 Original Research Paper ON THE VOLUME FROM PLANAR SECTIONS THROUGH A CURVE Ximo Gual-Arnau Department of Mathematics, Campus Riu Sec, s/n, University Jaume I, 12071-Castell´o, Spain e-mail: gual@mat.uji.es (Accepted October 19, 2004) ABSTRACT We derive a formula to obtain the volume of a compact domain from planar sections through a curve. From this formula we propose a stereological estimator for the volume which generalizes some known unbiased estimators which use a systematic sampling scheme. Moreover we formulate a Cavalieri’s principle for compact domains is spaces of constant curvature ?. Keywords: Cavalieri, curve, planar sections, space form, unbiased estimator, volume. INTRODUCTION A problem of biomedical interest is how to estimate the volume of an object (bladder, prostate, ...) from planar sections. The best known method to obtain an unbiased estimation of this volume is provided by the Cavalieri’s principle, which is based on parallel equidistant plane sections; that is, orthogonal plane sections through a line. The Cavalieri’s method has been used for scanning techniques such as computed tomography (Pache et al., 1993) or magnetic resonance imaging (Roberts et al., 1994). However, it is difficult to obtain parallel sections of a given object (organ) by ultrasound scan when such obstacles as bones or air are present between the scanner and the organ. In this case, in Watanabe (1982) the volume of an object in R3 is calculated from planar sections through a curve of centroids. From this result, a numerical method has been developed to approximate the volume of an object, whose accuracy has been proved in Treece et al. (1999). However, an unbiased estimator of the volume is not available from this method and only from scanning planes which emanate from a common axis, an unbiased estimator for the volume has been derived, based on the ancient theorem of Pappus of Alexandria (Cruz-Orive and Roberts, 1993). Here we calculate the volume of a compact domain in Rn from plane sections through a curve c(t). When c(t) is a line and the plane sections are orthogonal to the curve we obtain the Cavalieri method; when c(t) is a curve of centroids of the plane sections we obtain the formula in Watanabe (1982) and when c(t) is a circumference and the plane sections are normal to c(t), these plane sections are rotating planes that contain a vertical axis and we have the result in Cruz-Orive and Roberts (1993). Moreover, from this formula we obtain an unbiased estimator for the volume when systematic sampling through the curve is considered. Stereological estimators of volume, using a systematic sampling scheme, are usually much more precise than those based on independent sampling. Therefore, systematic sampling is widely used in stereology as sampling scheme. Here we will consider systematic sampling through a curve to obtain unbiased estimators for the volume. Since our principal aim is to present the mathematical foundations to derive formulas to calculate the volume from plane sections through a curve, in section “Volume of domains in Rn” we derive the general formula for domains in Rn and we obtain some important consequences of this formula. However, in section “Stereological applications” we will concentrate on the applications in volume and area estimation in R3 and R2, respectively, and we add two examples of bodies with sectional planes orthogonal to different curves. In section “Discussion” we generalize some results for compact domains in a space form M?n of dimension n and sectional curvature ?, and we formulate a Cavalieri’s principle in M?n. VOLUME OF DOMAINS IN R n Let D be a compact domain in the n-dimensional euclidean space Rn. Let c : I = [0,L] —> Rn be a C°° curve parametrized by its arc-length t (c{t) may be inside D or not). For every t G I, let Pt denote a (n - 1)-dimensional plane (hyperplane) in Rn through c(t) (not necessarily orthogonal to c(t)). Let {E1(t),E2(t),...,En(t)} be a smooth orthonormal frame along c{t) such that, for each t G I, {E2(t),E3(t),...,En(t)}isabasis of Tc{t)Pt = Pt. From now on we will suppose that there exist subsets Dt cPtn D such that D = \jDt and DtinDt2=0/ for t 1^t2. (1) teI 35 Gual-Arnau X: On the volume from planar sections through a curve Under the above hypotheses, each point xt G Dt will be given as xt = c(t) + Lni(t)Ei(t) (2) i=2 Let p(t) = Yni-2Pi(t)Ei(t) = rni-Mt),Ei(t))Ei(t) andN(t) =/i(0/lM(OI; then, xt = c(t) + rtN(t), (3) where rt =dist{c{t),xt). Theorem 1. The volume of D is given by L Voln(D)= 0 Voln-1iDtcitlE1Wdt -II rt{N{t),—E1{t))atdt, (4) 0 D dt where ot is the (n -1)-dimensional volume element of Pt. Proof. Let co be the volume element in Rn and we consider on D the coordinates given by (t,/i2(t),...,/xn(0);then, Voln(D)= a>= / co(dt,E2(t),...,En(t))otdt. D 0 D (5) From the properties of the cross vector product we get L Voln(D)= (dt,E2(t)A---AEn(t))otdt. (6) 0 D But dt Tt dt (c(t)+rt N(t)) c'(t) + rtN'(t), (7) so (dt,E2(t)A---AEn(t)) = (dt,E1(t)) = {c'{t),E1{t)) + rt{N'{t),E1{t)) = (c'(t),E1(t))-rt(N(t),dtE1(t)) (8) Now, substituting Eq. 8 in Eq. 6 we obtain the result. In order to obtain some important consequences of the above theorem we will recall the concept of moment and center of masses of a domain. MOMENTS AND CENTER OF MASSES (ORCENTROID)OFDt Let r be a in - 2)-dimensional plane (that is, an hyperplane in Pt) through c(t), with unit normal vector field |. T separates Pt - T into two components. Let A be the component t, points to. Let e be the real function defined on Pt by e(xt) 1 if xt G A -1 ifxtLA (9) The moment of Dt respect to T (Mr(Dt)) is given by the integral MT{Dt) = f L{xt)l{xt)at , (10) Dt where l is the distance from xt to r. From elementary trigonometric properties we have that Mr(Dt)= I rt($,N(t))ot Dt (11) Hence, c(t) is the centroid of Dt if for every unit vector t, G Tc{t)Pt = Pt , one has thatMr(Dt) = 0. Now we come back to Theorem 1. Suppose that d dt E1(t) = ? ai(t)Ei(t) (12) i=1 and let ri denote the hyperplane orthogonal to Ei(t) in Pt ,(i = 2,3,...,n). Corollary 1. The volume of D is given by Voln(D)= 0 Voln-1(Dt)(c'(t),E1(t))dt n / ai(t)Mri(Dt)dt. (13) i=1 0 Proof. Immediate from (12) and Theorem 1. Now we will consider some important consequences of the above corollary. c(t) is a curve ofcentroids. (See Figs. 1, 2) Suppose that, for each t G [0,L], c{t) is the center of masses ofDt; then, from Eq. 13, L Voln(D)= 0 Voln -1(Dt)(c'(0,E1 t>dt (14) The above formula for n = 3 is a generalization of the main result in (Watanabe, 1982); however the method used here to obtain it is completely different. _ d d _ _ xt 36 Image Anal Stereol 2005;24:35-40 Pt is orthogonal to c. (See Figs. 2, 5) Suppose that for each t G [0,L], Pt is an orthogonal hyperplane to c(t). Now, we shall consider that the curve c(t) has a Frenet frame {fi(t) = c'(t),f2(t),. ¦ ¦ ,fn(t)}, which is positively oriented and satisfies the Frenet equations: f[(t) = k(t)f2(t) fi{t) = -k{t)f\{t) + k2{t)fi{t) . (15) fn-l{t) = -kn-2{t)fn-2{t)+kn-\{t)fn{t) f'n{t) = -kn-i{t)fn-i{t) , where kjt) is called the ith curvature of c(t). Then, from Corollary 1, substituting Ex it) by f (t) we obtain L Voln(D) = / Voln-1(Dt)dt-0 L k(t)Mr2(Dt)dt, (16) where MT2{Dt) is the moment of Dt respect to the hyperplane in Pt orthogonal to f2(t). Corollary 2. When c(t) is a straight line in Rn, (ki(t) = 0), or when Mr2(Dt) = 0, we obtain the Cavalieri’s formula L Voln(D) = 0 Voln-1(Dt)dt. (17) From Eq. 9 and Eq. 10, if D j =DtnA and Dt - = {xt €Dt/xt Ml be a C°° curve parametrized by its arc-length t and, for every t G [0,L], let Pt denote a complete totally geodesic hypersurface of Ml through c(t) and orthogonal to the curve c. We suppose that there exists a Frenet frame along c with the same properties as in Eq. 15 but f((t) means, now, the covariant derivative of fi(t) along c(t), (jtfi(t)). Under the same assumptions as in Eq. 1, each point xt G D will be given by xt = expc(0 rtN{t) = expc(t) /x (t) , (25) where n ß(t) = Y,ßi(t)Fi(t). (26) i=2 Supposing now that DcU, where U is the image by exp of an open set of the normal bundle of c on which exp is a diffeomorphism, we may consider on U the coordinates: 0(expc(ortN(t)) = (t,/x2(t),...,/x„(t)), (27) then Voln (D)= / (dt, %rf2 (0 A • • • A Trf„ (0 ) Oi dt , o d, (28) where rr is the parallel transport from c{t) to YN{t){rt) (7N(t) is the geodesic with YN{t)(0) = c(t) and Ym(0)=N(t)). Now, ^ = dt (expc(t) rN(0) = Yi (rt) , (29) where Yi is the Jacobi field along yN{t) satisfying: Yi (0) = fi (t), Y/(0) = JN(t), (30) 39 Gual-Arnau X: On the volume from planar sections through a curve which is given by Gray and Miquel (2000) ? Y1(rt) = c?(rt)?r f1(t)+s?(rt)?r N(t) dt (31) where, for every 1gR,sa:R^R will denote the solution of the equation s" + Xs = 0 with the initial conditions s(0) = 0 and s'(0) = 1; and cx = s'x; i. e. si(s) sin(s??)/??, ?> 0 s, ?=0 (32) sinh(s??)/??, ?< 0 . (Note that for ? = 0, Y1(rt) is given by Eq. 7). Finally, from Eq. 28 and Eq. 31 we have that Vo ln(D) L( I cx{r)o^]dt 0 dt + 0 D ^(rt N t'f 1W 0 Dt dt = I ( I cx{r)a\dt- f MTJDt)k1(t)dt, (33) 0 Dt 0 where Mr, (Dt) = / sx{rt)(f2{t),N{t))ot dt (34) and Eq. 33 generalizes Eq. 16 for space forms M?n. In the particular case where the compact domain D is obtained by a motion of a domain D0 through the curve c(t); Eq. 33 has been obtained in Gray and Miquel (2000). ABOUT THE CAVALIERI PRINCIPLE IN M?n The Cavalieri principle, already familiar to the ancient Greeks, states that the volumes of two solids in Rn are equal if the areas of the corresponding sections drawn perpendicular to a straight line are equal. This principle is not valid when totally geodesic hypersurfaces perpendicular to a given geodesic are considered; however, from Eq. 33 it is possible to formulate this principle for compact domains in M?n as follows: Volumes of two compact domains in M?n are equal if the integrals c?(r)?t Dt (35) are equal through a geodesic c(t) in M?n where r denotes the geodesic distance from x to c(t). (The integral Eq. 35 is equal to Voln-1(Dt) for ? = 0 and it is called the ‘modified volume’ in Choe and Gulliver (1992).) ACKNOWLEDGEMENTS The research was supported by the grant BSA2001-0803-C02-02. The author wishes to thank to the referees for helpful suggestions. REFERENCES Cruz-Orive LM, Roberts N (1993). Unbiased volume estimation with coaxial sections: an application to the human bladder. J Microsc 170:25-33. Choe J, Gulliver R (1992). Isoperimetric inequalities on minimal submanifolds of space forms. Manuscripta Math 77:169-89. Gray A, Miquel V (2000). 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