Civil Servants' View of the Development of e-Government in Slovenia UDK: 35(497.4) : 004.9 : 659.2 Tina Jukic University of Ljubljana, Faculty of Administration tina.jukic@fu.uni-lj.si Mateja Kunstelj University of Ljubljana, Faculty of Administration mateja.kunstelj @fu.uni-lj.si Mitja De~man University of Ljubljana, Faculty of Administration mitja.decman @fu.uni-lj.si Mirko Vintar University of Ljubljana, Faculty of Administration mirko.vintar@fu.uni-lj.si ABSTRACT The paper presents the results of a study focused on the so-called internal aspect of e-government - i. e., the aspect of the civil servants. It is well-known that in both Slovenia and most other countries there is a significant discrepancy between the selection and the actual use of the possibilities that e-government provides. A substantial number of researchers have been intensely engaged in the study of factors inciting (mainly) the citizens to use e-government. In our belief, those factors need also be searched for within the internal e-government users, i.e. the civil servants. In this perspective, we have examined: (1) their use of, and satisfaction with, information technologies in the job context; (2) their skills required for e-government; (3) the effect of e-government on their job, their organisation, and public administration in general; (4) their views of further development of e-government within the public administration. A number of results indicate that responsibility for the low use of e-government by citizens and enterprises can in fact be partly ascribed to the civil servants. Further, the research has revealed that the surveyed civil servants lacked sufficient skills required for an active participation in the development of e-government, and that this development has not resulted in any vital changes in the operations of the public administration. Key words: electronic administration, e-government, civil cervants, public administration, Slovenia. 1. Introduction The development of electronic operations or administration ("business") within the public administration, which popularly has widely come to be simply called "e-government," has for several years been the focus of attention of various interest groups and research fields. Externally, this development has in practice mainly meant a rapid development of electronic services for various user groups, particularly citizens and enterprises. And internally, it has meant an increasing prevalence of non-paper communication among different administrative bodies and various public databases, registers and cadastres, on which the development of modern electronic civil service administration is based. However, despite the apparently brisk and successful development, we cannot be entirely satisfied with the achievements. In initial years, governments across the world and in Slovenia had mainly focused on a rapid development of the selection of services without also seriously considering their effects, the potential users, their interests and expectations. At the beginning, this trend was taken up by research which primarily focused on analysing the selection of services, and the metrics and evaluation of the level of its development. Only in the past two or three years did those trends begin to undergo change, as it was becoming increasingly clear that in many aspects development was going in the wrong direction, and that in determining priorities and guidelines for further development, it was the users, their needs, expectations and benefits that needed to be considered as paramount. It was after 2004 that the first empirical studies appeared in Europe focusing on investigating the users' expectations and satisfaction with e-government. Generally, those studies mainly defined as users the external users, i.e. primarily citizens and enterprises, which somewhat reduces the value of their results. As far as we know, the first significantly comprehensive and extensive European study of the users' satisfaction with e-government and their expectations as to its further development was conducted in Slovenia within the Institute for Informatization of Administration, Faculty of Administration, in 20052006. This study is so much more relevant because it also focused - in addition to the traditional user groups covered by similar research studies, such as citizens and enterprises - on the internal users, i.e. the civil servants who, according to our assumptions, play a major role in the promotion and spread of the use of e-government. Due to the extensiveness of the study, whose results can be examined in greater detail at the Institute for Informatization of Administration's web page (see Vintar et al., 2006a, 2006b, 2006c), the present paper only presents a lesser part of it, i.e. the part that focused on the civil servants as internal e-government users. Within it, we were primarily testing the following three hypotheses: Hypothesis 1: Civil servants are partly responsible for the low use of e-government services by external users (citizens and enterprises). Hypothesis 2: Civil servants lack sufficient skills required for an active participation in the development of e-government. Hypothesis 3: The development of e-government has not resulted in any vital changes in internal operations of the public administration. The following chapter presents details of the methodology used in the implementation of empirical research. The third chapter describes the results of certain similar, although not entirely comparable, studies mainly conducted across Europe, while in Chapter 4 we compiled the most important results of the presented part of our study, and in Chapter 5 tried to evaluate them. 2. Methodological framework The survey was conducted through the use of questionnaires distributed by e-mail in January 2006. The basis for the sampling frame was all the employees (with their own e-mail address) in the Slovenian state-level administrative bodies and municipalities. The survey implementation phases were the following. First, all the: - state secretaries at the ministries, - heads of the bodies within ministries (both their central and regional units), - heads of administrative units (i.e., local offices of central government), - heads of municipal administrations or the municipal secretaries (where there was no head person) or the mayors (where no other data were available) - were mailed a formal letter informing them - that we were going to conduct a survey of civil servants via a questionnaire that would be submitted to the organisation's central e-mail address, and - that we were asking the administrator of that central e-mail address to forward the questionnaire to all full-time staff with their own e-mail address, and to inform us: - how many full-time employees there were in their organisation, - to how many addresses they have forwarded the questionnaire. Given that only a sample of the organisations had provided us with the information indicated in the last subparagraph, we were unable to use those data for further analysis. Therefore we retrieved data on the sampling frame size from the ISPO e-government IT data service*, or its section incorporating the number of full-time employees in state administration as of 1 July 2005. We excluded from the sampling frame the police, the armed forces, the Protocol Service of the Republic of Slovenia, and the Slovenian Intelligence and Security Agency, while including into it all the municipalities. Being unable to procure the data on the number of employees in the latter, we used in the calculations the average of 10 employees per a municipality. This resulted in a sampling frame of the size of 19,563 civil servants (Table 1). Table 1: Sampling frame and the number of responses Type of organ Number of employees % of employees Number of received responses % of received responses Government agencies 1251 6% 97 5,3% Core ministries 4583 23% 134 7,4% Bodies within ministries 8865 45% 808 44,4% Administrative units 2934 15% 506 27,8% Municipalities - up to 10.000 residents 1390 7% 76 4,2% Municipalities - up to 20.000 residents 370 2% 87 4,8% Municipalities - above 20.000 residents 170 1% 93 5,1% Missing data - - 17 ,9% Total 19563 100 % 1818 100 % On 7 January 2006 we e-mailed the survey questionnaires to the central e-mail addresses of the state administration bodies and the municipalities. We 1 http://e-uprava.gov.si/ispo/ received 1818 responses in five weeks (Table 1). This being a large enough and random, i.e. representative, sample, we may, taking into account the standard estimation error and a 95% confidence interval, generalise the results calculated based on the entire sample, or the entire selection of responses. If we were to make the sample representative by the respective categories of organisations (i.e. stratums), the shares of responses would need to coincide with the shares of employees; this would only be feasible if we got hold of an exhaustive list of e-addresses of all the employees in public administration, which at the time we were unable to do. In what follows we briefly present the demographic structure of the surveyed municipal and state government employees. Among the 1818 responses we had received, nearly one-half were from the bodies within the ministries, 28% from the administrative units, and 14% from the municipalities (Figure 1). The rest came from the employees of government agencies and core ministries. Over one-half of the respondents had worked in public administration for 11 years or more; a similar percentage were over 39 years old, meaning that they had already had a relatively high amount of experience with public administration operation. As concerns their educational structure (Figure 1), 68% had completed post-secondary college or undergraduate university studies, followed by the graduates of secondary vocational and high schools (24%), while 7% held a Masters, specialisation, or PhD. Over one-half of the respondents held the position of an official, one-quarter were members of support staff, and the rest belonged to the organisation's management (Figure 1). Figure 1: Shares of respondents by level of education (left) and by type of position (right) (n = 1818) secondary vocational or high school 24% In addition to the questions asking the respondents to provide the basic data about themselves, the survey questionnaire consisted of a succession of the following four question groups: - Group 1: questions about the use of, and satisfaction with, information technologies in the job context; - Group 2: questions about the existent and desired skills required for e-government; - Group 3: questions about the effect of e-government on the job, the organisation, and public administration in general; - Group 4: questions about future trends in the development of e-government within public administration. The questionnaire was designed as a form in an Excel document, set and protected so that the respondents were able to fill it in, save it, and e-mail it to the appropriate address easily and correctly. This in turn enabled a simple compilation of a database of responses, followed by a statistical analysis of it in the SPSS programme package. The present paper only presents the most interesting results in addition to those needed to confirm or reject the proposed hypotheses. More detailed results are available in Vintar et al. (2006a, 2006b, 2006c). 3. Existent research This chapter presents an overview of certain studies that (at least indirectly or partly) were concerned with the development and implementation of e-government in the public administration environment as perceived by civil servants, or the so-called internal e-government users. Thus, an extensive study was conducted within the project of "Breaking the barriers to e-government," focusing on the barriers to the development of e-government (Oxford Internet Institute, 2006). Results were provided by 996 respondents from over 60 countries (with 73% of them coming from the EU). 58% of the respondents worked in the public sector, and 49% also participated in the development and implementation of e-government. The respondents were expected to provide information on the importance of particular barriers in the development of e-government. To this end, they were presented with 30 identified barriers clustered into nine groups: resistance, technical barriers, take up, administrative barriers, privacy, design, legal barriers, costs, accessibility. Three barriers in particular seem to be paramount according to the results: (1) coordination among the central, regional, and local levels of government; (2) resistance to change by government officials; and (3) lack of interoperability of IT systems. Also interesting is the study called "Organisational Changes, Skills and the Role of Leadership required by eGovernment," conducted among those in charge of the public administration in the EU countries (EIPA, 2005). Responses were procured from 19 Member States and Bulgaria, which at the time was an acceding country. The survey focused on the organisational changes, skills and leadership vital in implementing e-government and transforming public services. The results indicate that in most countries that the respondents come from, e-government action plans incorporate measures pertaining to skills, organisational changes and leadership, while over one-half of the countries also employ special instruments for identifying insufficient skills. Among them, Denmark sticks out as particularly interesting, as it has recently began to use two new tools: "competence barometer" and "competence game" (EIPA, 2005, p. 24, 27-28; see also ILO, 2007). The main findings of the study are the following (EIPA, 2005, p. 59-60): - organisational changes caused by the implementation and development of e-government have been gradual rather than radical; - different skills and competences that the development of e-government requires need to be identified and defined; ICT skills are non-problematic, while more stress should be placed on planning and management, skills in the field of interpersonal relations, and social and communication skills; - the managers must ensure that the decisions taken reflect the organisation's specific needs in line with its long-term strategy; they must also ensure that the skills and human resources are developed to an appropriate level. Internal e-government users were also dealt with by a study conducted in the UK (Jones and Williams, 2005). Its results are reason for concern, as they indicate that the public servants are insufficiently involved in the implementation of the ICT; no less than 39% distrusted the management's decisions relating to the ICT, 32% had not been given the chance to express their views concerning the ICT in their work, and 29% had not been consulted by anyone with respect to the implementation of the IT. No less than two-thirds of the servants had not participated in the decision-making concerning the implementation of the technologies, which is - as the study has also found - a serious problem. The (public) managers were no less critical; 28% thought that their staff's IT skills needed to improve, only 16% maintained that their organisation provided its staff with excellent IT training courses, only 27% were confident that the staff were able to effectively use the ICT, and only 29% consulted their staff with respect to the ways in which ICT are used at work (Jones and Williams, 2005, p. 23-25). The study includes some recommendations, such as the following (Jones and Williams, 2005, p. 38-39): - ICT-related decision-making processes must involve all those who would use those technologies, particularly when this would affect their day-to-day work; - the question must be asked of what would the effects of ICT-related projects be (e.g. what is it that the citizens need and expect); - project management skills are indispensable; - the purpose of technology cannot simply be a »digitalisation« of existent processes, but rather it needs to be considered how they could be changed; - the departments within an organisation, as well as their processes, need to be linked to each other; - staff need to be trained and educated; - a two-way communication with the servants needs to be ensured; it must be clear how they perceive the changes. Opinions of senior civil servants about the development of e-government were also researched by a study conducted in the USA (Hart-Teeter, 2003). It was found that e-government had (already) become an integral part of American governance, although nearly one-half of the respondents (44%) thought that the lack of financial resources was an obstacle on the path to e-government (Hart-Teeter, 2003, p. 22, 24). Anyhow, 82% of them believed that e-government had a highly (36%) or partly (46%) positive effect on the way that government operates, while an even higher share of "optimists" was recorded concerning the effects to be expected in the following 5-10 years (Hart-Teeter, 2003, p. 24-25). As concerns further development of e-government, more than one-half (56%) thought it was necessary to expedite the spread of the Internet for the communication between the citizens and the administrative bodies on grounds that e-government provided possibilities for better services, communication and efficiency, while 35% were in favour of a slower development of it on grounds that many citizens lacked access to the Internet, in addition to which they saw unresolved issues concerning the security and privacy of such operations (Hart-Teeter, 2003, p. 27). 4. Research results This chapter presents the research results grouped into four subchapters: - the use of, and satisfaction with, information technologies in the job context; - skills required for e-government; - the effect of e-government on the job, the organisation, and public administration in general; - views of further development of e-government within public administration. 4.1 The use of, and satisfaction with, information technologies in the job context As the survey was conducted via e-mail, the questionnaire only included the civil servants using personal computers and e-mail, but the error due to the non-inclusion of non-users is certainly not significant. Thus we may conclude that all respondents use personal computers and electronic mail, while Internet is used by 95% of them (Figure 2). A large majority use the said IT in their work every day: the computer 99%, electronic mail 93%, and Internet 72%. Digital certificates, being frequently used today for both remote access to application programmes or web services and user identification and digital signing, are only used by 26% of the respondents (Figure 2), while 5% of them plan to start using them. Further, the results indicate that practically all the surveyed employees (97%) use the basic computer solutions or application programmes such as Word, Excel and similar, and a majority of them (77%) also use specialised computer solutions such as documents management applications (e.g. SPIS), accounting applications (e.g. MFERAC), and applications facilitating the implementation of work processes (Figure 2). Figure 2: Use of information technologies in the work of the surveyed civil servants (n=1818) 100% 100% 95% digital certificates | 26% 97% 0% 20% 40% 60% 80% 100% All respondents were also asked to assess within a 1-5 scale2 how well they are provided in their job with hardware and software with regard to the needs of their work. On average, the respondents are less than satisfied in this case - the average value of responses being 3.91. The respondents also answered questions about their knowledge and use of the state web portal e-Government. It seems that 12% of the surveyed civil servants are not acquainted with this portal. Among those who know it, the majority use it at least once a week (41 % of those asked or 36% of all respondents), followed by those using it at least once a month (23% of those asked or 20% of all respondents), while 8% of those who know it (i.e., 7% of all respondents) have so far never used it. Those not knowing the portal were additionally asked how much interest they had to start using it. Disappointingly, the majority (56%) expressed little interest, 38% were keen to start using it, while 6% expressed no interest at all. We also examined how satisfied the civil servants were with the process of implementing e-government in their job context, their organisation, and the public administration in general. The results indicate (Figure 3, Table 2) that they are the most satisfied with the process of implementing e-government in their job context (the mean value of responses being 3.77), and the least satisfied with this process in the public administration in general (the mean value of re- 2 1 - very badly, 5 - very well sponses being 3.64), while the satisfaction with this process in their organisation was on average estimated at 3.70. Figure 3: The surveyed civil servants' satisfaction with the process of implementing e-government in their job context, in their organisation, and in public administration in general (n = 1818) IS 3 CD 2 -- 3,77 3,7 3,64 70 -- 60 I- 50 40 30 20 10 0 h—