Bled Workshops in Physics Vol. 9, No. 1 p. 9 Light and heavy baryon masses: the 1 /N c expansion and the quark model* F. Buissereta, C. Semaya, F. Stancub, N. Matagnec a Groupe de Physique Nucleaire Théorique, Universite de Mons-Hainaut, Place du Parc 20, B-7000 Mons, Belgium b University of Liege, Institute of Physics B5, Sart Tilman, B-4000 Liege 1, Belgium c Institut für Theoretische Physik, Universitat Giessen, D-35392 Giessen, Germany Abstract. We establish a connection between the quark model and the 1 /N mass formulas used in the description of baryon resonances. We show that a remarkable compatibility exists between the two methods in the light and heavy baryon sectors. In particular, the band number used to classify baryons in the 1 /N c expansion is explained by the quark model and the mass formulas for both approaches are consistent. 1 Introduction Since pioneering work [1] in the field, the standard approach for baryon spectroscopy is the constituent quark model. The Hamiltonian typically contains a spin independent part formed of the kinetic plus the confinement energies and a spin dependent part given by a hyperfine interaction. The quark model results are de facto model dependent; it is therefore very important to develop model independent methods that can help in alternatively understanding baryon spec-troscopy and support (or not) quark model assumptions. Apart from promising lattice QCD calculations [2], large Nc QCD, or alternatively the 1 /Nc expansion, offers such a method. In 1974't Hooft generalized QCD from SU(3) to an arbitrary number of colors SU(Nc) [3] and suggested a perturbative expansion in 1 /Nc, applicable to all QCD regimes. Witten has then applied the approach to baryons [4] and this has led to a systematic and predictive 1 /Nc expansion method to study static properties of baryons. The method is based on the discovery that, in the limit Nc —> oo, QCD possesses an exact contracted SU(2Nf) symmetry [5] where Nf is the number of flavors. This symmetry is approximate for finite Nc so that corrections have to be added in powers of 1 /Nc. Notice that a baryon is a bound state of Nc quarks in the large Nc formalism. The 1 /Nc expansion has successfully been applied to ground state baryons, either light [6,7] or heavy [8,9]. Its applicability to excited states is a subject of current investigations. The classification scheme used in the 1 /Nc expansion for excited states is based on the standard SU(6) classification as in a constituent quark * Based on talks presented by F. Buisseret and F. Stancu model. Baryons are grouped into excitation bands N = 0,1, 2,..., each band containing at least one SU(6) multiplet, the band number N being the total number of excitation quanta in a harmonic oscillator picture. The purpose of the present paper is to show that there is a compatibility between the quark model and the 1 /Nc expansion methods. It is organized as follows. We first give a summary of the 1 /Nc expansion method in Sec. 2. Then we present a relativistic quark model in Sec. 3 and derive analytic mass formulas from its Hamiltonian in Sec. 4. The comparison between the quark model and the 1 /Nc mass formulas is discussed in Sec. 5 and conclusions are drawn in Sec. 6. We point out that the results summarized hereafter have been previously presented in Refs. [10,11] for the light baryons and [12] for the heavy baryons. This work aims at being a pedagogical overview of these last three references. 2 Baryons in large N c QCD 2.1 Light nonstrange quarks We begin with a summary of the 1 /Nc expansion in the case Nf = 2, but the arguments are similar for any Nf. The contracted SU(2Nf) symmetry is here the group SU(4) which has 15 generators: The spin and isospin subgroup generators St and Ta and operators acting on both spin and isospin degrees of freedom denoted by Gia (i, a = 1,2,3). The SU(4) algebra is [Si, Ta] = 0, [St,Gja]= i£ijkGka, [Ta,Gtb]= i£abcGic, [Si, Sj] = i£ijkSk, [Ta, Tb] = i£abcTc, [Gia, Gjb] = ^6ij£abcTc + ^¿>ab£ijkSk- In the limit Nc —> oo one has [Gia, Gjb] —> 0 which implies the existence of a contracted algebra. These SU(4) generators form the building blocks of the mass operator, at least in the ground state band (N = 0). For orbitally excited states the generators li of SO(3), as well as the tensor operator £(2)ij also appear since the symmetry under consideration is extended to SU(4) < SO(3). In the 1 /Nc expansion the mass operator M has the general form M = Y_ CiOi, (1) i where the coefficients ci encode the QCD dynamics and have to be determined from a fit to the existing data, and where the operators Oi are SU(4) < SO(3) scalars of the form n. -_}_n(k> . n(k> (i) Here 0{,k) is a k-rank tensor in SO(3) and O^F a k-rank tensor in SU(2)-spin, but invariant in SU(2)-flavor. The lower index i in the left hand side represents a specific combination. Each n-body operator is multiplied by an explicit factor of 1 /Nn-1 resulting from the power counting rules [4], where n represents the minimum of gluon exchanges to generate the operator. For the ground state, one has k = 0. For excited states the k = 2 tensor is important. In practical applications, it is customary to include terms up to 1 /Nc and drop higher order corrections of order 1 /N^. As an example, we show the operators used in the calculation of the masses of the [70,1-] multiplet up to order 1 /Nc included [13] (the sum over repeated indices is implicit) 15 3 05 = —f(2»i'GiaG'a, 06 =-I£iTaGia. (3) Nc Nc Note that although O5 and O6 carry a factor of 1 /NC their matrix elements are of order 1 /Nc because they contain the coherent operator Gia which brings an extra factor Nc. Oi = Nc 1 is the trivial operator, proportional to Nc and the only one surviving when Nc —> oo [4]. The operators O2 (spin-orbit), O5 and O6 are relevant for orbitally excited states only. All the SU(4) quadratic invariants S1 S1, TaTa and Gia Gia should enter the mass formula but they are related to each other by the operator identity [7] {Si,Si}+{Ta,Ta} + 4{Gia,Gia} = 1Nc(3Nc+4), (4) so one can express GiaGia in terms of S1S1 and TaTa. Assuming an exact SU(2)-flavor symmetry, the mass formula for the ground state band up to order 1 /Nc takes the following simple form [7] M = ClNc + C4i-S2+C0^, (5) which means that for N = 0 only the operators O1 and O4 (spin-spin) contribute to the mass. Among the excited states, those belonging to the N = 1 band, or equivalently to the [70,1-] multiplet, have been most extensively studied, either for Nf = 2 (see e.g. Refs. [14-18]) or for Nf = 3 [19]. The N = 2 band contains the [56',0+], [56,2+], [70,l+] (l = 0,2), and [20,1 + ] multiplets. There are no physical resonances associated to [20,1+]. The few studies related to the N = 2 band concern the [56',0+] for Nf = 2 [20], [56,2+] for Nf = 3 [21], and [70, l+] for Nf = 2 [22], later extended to Nf = 3 [23]. The method has also been applied [24] to highly excited non-strange and strange baryons belonging to [56,4+ ], the lowest multiplet of the N = 4 band [25]. The group theoretical similarity of excited symmetric states and the ground state makes the analysis of these states simple [21,24]. For mixed symmetric states, the situation is more complex. There is a standard procedure which reduces the study of mixed symmetric states to that of symmetric states. This is achieved by the decoupling of the baryon into an excited quark and a symmetric core of N c — 1 quarks. This procedure has been applied to the [70,1-] multiplet [14-19] and to the [70,1+] (I = 0, 2) multiplets [22,23]. But it has recently been shown that the decoupling is not necessary [13], provided one knows the matrix elements of the SU(2Nf) generators between mixed symmetric states. The derivation of these matrix elements is not trivial. For SU(4) they have been derived by Hecht and Pang [26] in the context of nuclear physics and adapted to quark physics in Ref. [13], where it has been shown that the isospin-isospin term becomes as dominant in A as the spin-spin term in N resonances. The derivation of SU(6) matrix elements between mixed symmetric states [Nc - 1,1] is underway [27]. A detailed description of the problems raised by the standard procedure [17] of the separation of a system of mixed spin-flavour symmetry [Nc — 1,1] into a symmetric core of Nc — 1 quarks and an excited quark has been given in Refs. [28,29]. 2.2 Inclusion of strangeness For light strange baryons (Nf = 3) the mass operator in the 1 /Nc expansion has the general form where the operators Ot are invariants under SU(6) transformations and the operators Bt explicitly break SU(3)-flavor symmetry. In the case of nonstrange baryons, only the operators Ot contribute, see Eq. (1). Therefore Bt are defined such as their expectation values are zero for nonstrange baryons. The coefficients dt are determined from the experimental data including strange baryons. In Eq. (6) the sum over i is finite and in practice it containes the most dominant operators. Examples of Ot and Bt can be found in Refs. [21,23,24]. Assuming that each strange quark brings the same contribution AMs to the SU(3)-flavor breaking terms in the mass formula, we define the total contribution of strange quarks as [11] i=1 where ns = — S is the number of strange quarks in a baryon, S being its strangeness. 2.3 Heavy quarks The approximate spin-flavor symmetry for large Nc baryons containing light q = {u, d, s} and heavy Q = {c, b} quarks is SU(6)x SU(2)c x SU(2)b, i.e. there is a separate spin symmetry for each heavy flavor. Over a decade ago the 1 /Nc expansion has been generalized to include an expansion in 1 /mQ and light quark flavor symmetry breaking [8]. The majority of the currently available experimental data concerning heavy baryons is related to ground state baryons made of one heavy and two light quarks [30]. Such heavy baryons, denoted as qqQ baryons, have been recently reanalyzed within the combined 1 /Nc and 1 /mQ expansion [9], and masses in good agreement with experiment have been obtained. (6) (7) A first attempt to extend this framework to excited heavy baryons can be found in Refs. [31] but much work remains to be done in this field. That is why we focus here on the N = 0 band for qqQ baryons only. Let us first consider that SU(3)-flavor symmetry is exact. In this case the mass operator M(1' is a flavor singlet and in the combined 1 /mQ and 1 /Nc expansion to order 1 /mQ it takes the following form M(1) = mQ1 + Aq q + Aq + AqqQ . (8) The leading order term is mQ at all orders in the 1 /Nc expansion. Next we have C2 2 1 I ' C2 2 =C0Ncl+ — Iqq, and Aq = N q j— I C0 1 + ^ Iq q where Jqq is identical to the total spin Sqq of the light quark pair when one deals with the N = 0 band. Note that Aqq contains the dynamical contribution of the light quarks and is independent of mQ while Aq gives 1 /mQ corrections. The last term, AqqQ, contains the heavy-quark spin-symmetry violating operator which reads *qqQ=2Tr=-Jqq-JQ) (10) N c mQ where Jq is identical to the spin Sq of the heavy quark. The unknown coefficients c0, c2, c0, c2, and c2 are functions of 1/Nc and of a QCD scale parameter A. Each coefficient has an expansion in 1 /Nc where the leading term (in dimensionless units) is of order unity and does not depend on 1 /mQ. Thus, without loss of generality, by including dimensions, one can set c0 = A. The quantity A, as well as the other coefficients, have to be fitted to the available experimental data. In agreement with Ref. [8], we take c0 = A, c2 ~ A, c0 ~ c2 ~ c2 ~ A2. (11) The inclusion of SU(3)-flavor breaking leads to an expansion of the mass operator in the SU(3)-violating parameter e which contains the singlet M(1), an octet M(8), and a 27-plet M(27). The last term brings contributions proportional to e2 and we neglect it. For M(8) we retain its dominant contribution T8 to order N0. Then the mass formula becomes M = M(1) + eT8. (12) The flavor breaking parameter e is governed by the mass difference ms — m (where m is the average of the mu and md masses) and therefore is e ~ 0.2-0.3. It is measured in units of the chiral symmetry breaking scale parameter Ax ~ 1 GeV. 3 Quark model for baryons 3.1 Main Hamiltonian The quark model used here to describe baryons aims at capturing the main physical features of a three-quark system while keeping the formalism as simple as possible in order to get analytical mass formulas. It contains: Relativistic kinetic energy for the quarks, Y-junction confining potential, one-gluon exchange potential and quark self-energy contribution added as perturbative terms. Let us now shortly describe all these ingredients. A baryon, seen as a bound state of three valence quarks, can be described, at the dominant order, by the spinless Salpeter Hamiltonian H = \J p2 + m? + VY, where mi is the bare mass of the quark i and where VY is the confining interaction potential. We use the bare mass of the quarks in the relativistic kinetic energy term as suggested by the field correlator method [32], but other approaches, like Coulomb gauge QCD, rather favor a running constituent quark mass [33]. Although very interesting conceptually, the influence of this choice on the mass spectra should not be so dramatic than it could have been expected at the first glance: First, the bare and constituent heavy quark masses are nearly identical. Second, the constituent light quark masses quickly decrease at large momentum and become similar to the bare masses; a common limit is reached for the excited states. The situation is thus mainly different for low-lying nnn baryons (u and d quarks are commonly denoted as n), where the bare mass mn can be set equal to 0, but where the constituent mass is about 300 MeV [33]. However, the strength of additional interactions like one-gluon exchange (see next section) can be tuned in both cases and lead to final mass spectra which are quite similar. Both the flux tube model [34] and lattice QCD [35] support the Y-junction picture for the confining potential: A flux tube starts from each quark and the three tubes meet at the Torricelli (or Steiner or Fermat) point of the triangle formed by the three quarks, let us say the ABC triangle. This point T, located at xT, minimizes the sum of the flux tube lengths and leads to the following confining potential VY = a Y_3=1 Ix — xt I, where the position of quark i is denoted by xi and where a is the energy density of the flux tubes. If all the angles of ABC are less than 120o, then the Toricelli point is such that the angles AtB, BtC, and AtC are all equal to 120o. If the angle corresponding to an apex is greater than 120o, the Toricelli point is precisely at this apex. As xT is a complicated three-body function, it is interesting to approximate the confining potential by a more tractable form. In the following, we shall use HR=IV/pi2+mi+VR' (13) i=1 3 VR = Ixi — R , (14) i=1 where R is the position of the center of mass and k is a corrective factor [36]. The accuracy of the replacement (14) has been checked to be very satisfactory (better than 5%) in this last reference provided that the appropriate scaling factor is used: k0 = 0.952 for qqq baryons and k1 = 0.930 for qqQ baryons. For highly excited states, the contribution of the configurations in which the Toricelli point is located on one of the quarks becomes more and more important, and one could think that the center of mass approximation (14) is then wrong. But in such cases the angle made by the Toricelli point and the other two quarks is larger than 120o and the center of mass is consequently still close to the true Toricelli point. The approximation (14), although being less accurate for highly excited states, remains however relevant. 3.2 Perturbative terms Besides the Hamiltonian (13), other contributions are necessary to reproduce the baryon masses. We shall add them as perturbations to the dominant Hamiltonian (13). The most widespread correction is a Coulomb interaction term of the form (15) arising from one-gluon exchange processes, where aS)ij is the strong coupling constant between the quarks i and j. Actually, one should deal with a running form as (r), but it would considerably increase the difficulty of the computations. Typically, we need two values: a0 = as,qq for a qq pair and a = aS,qQ for a qQ pair, in the spirit of what has been done in a previous study describing mesons in the relativistic flux tube model [37]. There it was found that a /a0 « 0.7 describes rather well the experimental data of qq and Qq mesons. Another perturbative contribution to the mass is the quark self-energy. This is due to the color magnetic moment of a quark propagating through the QCD vacuum. It adds a negative contribution to the hadron masses [38]. The quark self-energy contribution for a baryon is given by (16) where |Xt is the kinetic energy of the quark i, that is |Xt = ^ \jvi + the average being computed with the wave function of the unperturbed spinless Salpeter Hamiltonian (13). The factors f and 6 have been computed in quenched and un-quenched lattice QCD studies; it seems well established that 3 < f < 4 and (1.0 < 6 < 1.3) GeV [39]. The function n(e) is analytically known; we refer the reader to Ref. [38] for an explicit formula. It can accurately be fitted by n(e) « 1 - Pe2 with p = 2.85 for 0 < e < 0.3, « Xr with y = 0.79 for 1.0 < e < 6.0. (17) e2 Let us note that the corrections depending on the parameter y appear at order 1 /mQ in the mass formula, so they are not considered in this work. We finally point out that the quark model we developed in this section is spin independent. This neglect of the fermionic nature of the quarks is the reason why such a model is often called "semirelativistic": The implicit covariance is preserved, but spin effects are absent. Spin dependent contributions (spin-spin, spinorbit, etc.) typically come from relativistic corrections to the one-gluon exchange potential. It is useful to mention that in our formalism such potential terms between the quarks i and j should be of the form [32] Vij 0. In the 1/Nc expansion method, the dominant term ci Nc in the mass formula (1) contains the spin-independent contribution to the baryon mass, which in a quark model language represents the confinement and the kinetic energy. So, 2 24 M2qq « 12ak0(N +3)---= ako c2. This shows that the spin-spin contribution is much larger than the spin-orbit contribution, which justifies the neglect of the spin-orbit one in quark model studies. Fig. 2. Values of c2 (left) and c4 (right) versus the band number N. The values computed in the 1 /Nc expansion (full circles) from a fit to experimental data are compared with results from formula (31) (empty circles and dotted line to guide the eyes). No data is available for N = 3 in large N c studies. 5.2 Light strange baryons We have first to find out the values of AMs coming from the 1 /Nc expansion. For N = 0,1, and 3, they can be found in Ref. [44], and the case N = 4 is available in Ref. [24]. The situation is slightly more complicated in the N = 2 band due to a larger number of available results. We refer the reader to Ref. [11] for a detailed discussion about the computation of AMs in this case. The mass shift due to strange quarks is given in the quark model formalism by AM0s in Eq. (25). A comparison of this term with its large Nc counterpart is given in Fig. 1, where we used the same parameters as for light nonstrange baryons. The only new parameter is the strange quark mass, that we set equal to 240 MeV, a higher mass than the PDG value but rather common in quark model studies. One can see that the quark model predictions are always located within the error bars of the large Nc results. Except for N = 3, whose large Nc value would actually require further investigations, the central values of AMs in the large N c approach are close to the quark model results and they decrease slowly and monotonously with increasing N. Thus, in both approaches, one predicts a mass correction term due to SU(3)-flavor breaking which decreases with the excitation energy (or N). 5.3 Heavy baryons As mentioned previously, our present study is restricted to ground state heavy baryons made of one heavy and two light quarks. In the 1/Nc, 1 /mQ expansion the parameters to be fitted are A, mQ and eAx. At the dominant order, the value of A can be extracted from the mass combinations [8] AQ=mQ+NcA, 1(IQ+2I*Q)-AQ=2A( Iq "Iq = f , (32) resulting from the mass formula (8). Here and below the particle label represents its mass. A slightly more complicated mass combination, involving light baryons as well as heavy ones, directly leads to mQ, that is [9] 1(AQ+2EQ)-1 5 1 -(2N+3I + A + 2E) -— (4A + 3I* + 2E* +£1) 8 10 mQ. (33) This mass combination gives mc = 1315.1 ± 0.2 MeV, mb = 4641.9 ± 2.1 MeV, (34a) while the value A « 324 MeV (34b) ensures that the mass combinations (32) are optimally compatible with the experimental values for Q = c and b. A measure of the SU(3)-flavor breaking factor is given by [8] Eq-Aq =^(eAx). (35) The value (eAx) = 206 MeV leads to Eq — Aq = 178 MeV, which is the average value of the corresponding experimental data. The new parameters appearing in the quark model are mc, mb, k = 0.930, and a1. For the other parameters we keep the values fitted in the light baryon sector. We take a1 = 0.7a0 from the quark model study of Ref. [37]. The heavy quark masses can be fitted to the experimental data as follows. The quark model mass formula (26) is spin independent; it should thus be suitable to reproduce the masses of heavy baryons for which J^ q = 0. Namely, one expects that MnnclN=0 = Ac = 2286.46 ± 0.14 MeV, M™blN=0 = Ab = 5620.2 ± 1.6 MeV. (36) These values are reproduced by formula (26) with mc = 1.252 GeV and mb = 4.612 GeV. It is worth mentioning that we predict Mnsc|N=0 = 2433 MeV and Mnsb |N =0 = 5767 MeV with these parameters. These values are very close to the experimental Ec and Eb masses respectively. We can now compare the quark model and the 1 /Nc, 1 /mQ mass formulas. On the one hand the mass combination (33) leads to mc = 1315 MeV and mb = 4642 MeV. On the other hand, the quark model mass formula (26) is compatible with the experimental data provided that mc = 1252 MeV and mb = 4612 MeV. Both approaches lead to quark masses that differ by less than 5%. Thus they agree at the dominant order, where only mQ is present. The other parameter involved in the large Nc mass formula is A. A comparison of the spin independent part of the mass formulas (8) and (26) leads to the following identification for Nc = 3 1 4 2 /"ki 7tcr rz fa C0 = 3 Ml = 3 W - 27 V '" T^W with m = -y/ki 7to-/4ko. According to Eqs. (11) and (34b) one has c0 = A ~ 0.324 GeV. The quark model gives 0.333 GeV for the expression after the second equality sign in Eq. (37), which means a very good agreement for the QCD scale A. The terms of order 1 /mQ lead to the identity co = 2mQ AMQ|N=0 ki no 6ko 3(^-1) (l fo 12k, 0 Pi (38) Note that to test this relation the value of mQ is not needed, like for the identity (37). The large Nc parameter, A = 0.324 GeV, gives for the left hand side of (38) c0 ~ A2 = 0.096 GeV2 and the quark model gives for the right hand side 0.091 GeV2, which is again a good agreement. Finally, the SU(3)-flavor breaking term is proportional to eAx ~ ms — m ~ ms in the mass formula (12). Equations (12), (26), and (35) lead to v7! eAx AM Pi is N=o 2 1 36pi V 2k kino ao + ; tAÜ + Â 12ko V4p2 62 .(39) The large Nc value eAx = 0.206 GeV and the quark model estimate 0.170 GeV also compare satisfactorily. We point out that, except for mc and mb, all the model parameters are determined from theoretical arguments combined with phenomenology, or are fitted on light baryon masses. The comparison of our results with the 1 /Nc expansion coefficients c0, c0 and eAx are independent of the mQ values. So we can say that this analysis is parameter free. An evaluation of the coefficients c2, c2, and c2' through a computation of the spin dependent effects is out of the scope of the present approach. But at the dominant order, one expects from Eq. (18) that c2