FAILURE PREDICTION MODEL Adolf ŽIŽEK^\ OtoTEŽAK^', Štefan CELAN ^'Bistra, Bureau for Strategic Technological Development, Ptuj, Slovenia ^'University of Maribor, Faculty of Electrical Engineering and Computer Science, Slovenia Key words; technical products, failure prediction, failure models, differential equations, preventive maintenance, failure probability, functional reliability, system failure, component failure, stress-strength models, theory, calculations of examples, life-times, applicability time Abstract: Preventative maintenance is vital for delicate technical products. Electronic components or the whole system mustbechanged,andthusneedagood model that will indicate failure accurately. In this paper is presented a stochastic stress-strength quantitative model, following the five original hypotheses. Proposed new model of failure prediction could be used by the system maintenance. Failure risk could be instantaneosly by calculated. The given theory considers the influences of stress on the lifetime of electronic components, systems and products. Model napovedovanja odpovedi Ključne besede: izdelki tehniški, napovedovanje odpovedi, modeli odpovedi, enačbe diferencialne, vzdrževanje preventivno, verjetnost odpovedi, zanesljivost delovanja, odpoved sistema, odpoved komponent, modeli obremenitev-odpornost, teorija, izračuni primerov, dobe trajanja, dobe uporabnosti Izvleček: Preventivno vzdrževanje zahtevnih tehničnih izdelkov je zelo pomembno. Za kvalitetno vzdrževanje potrebujemo model za napovedovanje odpovedi. Zamenjati moremo posamezne elektronske komponente ali celoten sistem, zato je pomembno imeti tak model, ki bo dovolj dobro predstavil odpovedovanje komponent ali celotnega sistema. V članku predstavimo stohastični kvantitativni model odpornosti glede na obremenitev. Izhajamo iz petih originalnih hipotez. Predstavljena teorija je temelj za preučevanje vpliva obremenitev na življensko dobo tehničnih proizvodov. 1. Introduction Technical products can be divided into two categories: elementary and composite products. Elementary products cannot be decomposed without destroying them. These products are for example electrical resistors, capacitors, semiconductors and chips, etc. Composite technical products are put together from elementary ones or from previously made component parts. These are electronic boards, electrical nets, computers, robots, etc. The breakdown of technical products has unwelcome effects like accidents and costs. This is reason for detailed research on how a breakdown arises and how it can be announced and prevented. An elementary technical product is not usable for its original purpose after its breakdown. A composite technical product fails when some of its components fail. If the whole product was not destroyed at the breakdown point, all of its failed components can be changed, making the product usable again. The period from the beginning of using the product to its failure will be called the duraö/7/Yy of the product. Durability depends on the characteristics of the product and on the way we use and maintain the product. The structure of the matter is random, and manufacturing of the products is partially random; therefore, the durability of equivalent products is different. Durability, therefore, is a random quantity. It is well known that the durability of a technical product is less under greater stress. Durability, therefore, depends on all the stresses on the product during its use and its properties. The product property that influences the product durability is called the strength of the product. Each physical quantity that directly or indirectly reduces the durability of the product will be called the stress of the product. Stress is made up of electric voltage, electric current, power, electric field, force, lever, pressure, temperature, air moisture, etc. It is well known in electrostatics that an insulator is not cut-through until its electric field (stress) exceeds its cutting-through strength. If we generalize this knowledge, we can say that any technical product resists any physical stress with a level of strength that is of a physical quantity of the same sort. 2. Main hypotheses Failure incident, stress influence on product durability and other matters that are connected with a breakdown of technical products can be quantitatively explained by five hypotheses, 1. The breakdown hypothesis: A technical product fails in the moment when its stress reaches or exceeds its strength. STRENGHT BREAK -DOWN STRESS IX ^ DURABILrrV riiviE Figure 1. Technical product breal 2. the random coefficients fi{t,y) equal zero, then the corresponding differential equation is linear. If (2) contains only the first summand, then we have a simple differential equation dX(t) dt with the solution = -D(t,Y(t)) ;X(0)^a (3) Xit) = a- D{t,Y{t))dt (4) If the strength declination process does not depend on time, we have a homogenous differential equation: dt ^-D{x,y) ;X(0) = a (5) The simplest homogenous linear differential equation is, therefore, dX(t) dt and the solution = -D(Y{t)) ; X(0)^a (6) Z(/) = fl-J D(F(0) dt 0 (7) We derive the solutions to general (stochastic) differential equations (1) as is described in references /2,5/. We can say that a technical product will not break down as long as Y{t){X{t) , but it will break down at the moment when this is no longer the case. Thus, if we know the time processes of the stress and strength of the product, we derive its durability T by using Y{t)>X{t) (8) so that the random durability lis the minimal solution to this inequality created by time. X(f) is a random variable for each f, although y(t) is a determinable quantity. We can determine well-known quantities from the random durability: Cdf {?} = Pr{r < t] Sf{r}=Pr{r>f} 'i Pr{?o{), and therefore, M\0))0- We cause stress on the product as is shown in figure 3 to establish the instant strength X{t). At the chosen measurement in the instance t, the product is under the known stress Yq, so that the product almost certainly does not fail. We then put stress on the product from moment t until its failure at the measurement stress M. The total process of stress therefore is: 7(u) = It is also valid that M{0){X(i ) Y,(u), if u{t M{u-t), if u>t (24) Figure 3. Strength and stress processes at strength measurement. According to hypothesis 5, the strength process X is a continuous function. Therefore, it is true for each t that mO (25) The function X is monotonously decreasing, while the function M is strictly monotonously increasing; therefore, from (8) and figure 3 we get Y(t +t) = X{t + Z) From (26) we get Y{t + t)= M{t) (24), (25) and (26) give us Z(0 = limM(0 T-->0 (26) (27) (28) The equation (28) means that M{i) nearly equals X(0, when the time needed to break down is short enough. In this case, in the series (23), only the first two articles of the sum can be taken into account M(z) = 7lf(0) + M'(0) From (28) and (29), we get Thus the random time needed to break down t as X{t)-M{Q) (29) (30) M'(0) (31) The random value t is sufficiently small in two cases: if /W(0) is only a little bit smaller than X(f), or if M\0) is big enough. the measured stress increases enough. The time needed to break down the product must be small enough so that in this time interval the stress does not essentially influence the reduction of the product strength. According to hypothesis 4, we can unload the product at any interval d after inflicting stress with Yq. We can then inflict stress on the product just after d, as figure 4 shows. Figure 4. Stress and strength processes at strength measurements with a pause during the stress process. The instant strength value X(f) measurement arises from such statistical methods as the following: we randomly select enough good sample products of the same kind. Then we apply stress to all sample products at the same stress Y^, from the beginning point to the measurement instance t. Then for each of the sample products, we measure the strength X(t), as it was described by the equal measurement stress M. Thus, the time needed for failure is Ti, T,; • • • 5 fo'" each sample product, and corresponding strengths are M(7,), M(72),--., Now, by using well known statistical methods and (28), (29) and (30), we get the probability distribution of the strength X{t) in the instance t. The necessary condition for validity of the measurement is that until the instance f, a negligible quantity of sample products fail due to the stress Yq. This can be reached either by enough small amounts of stress Y^ or by using enough short increments of time t. The measurements of the whole strength process are like the following: the sample set S of all products of the same sort must be separated into subsets S,^ ,...,5', , and from the subset we measure X(t^). We choose 0 (46) With this electric motor we can theoretically do as difficult work as we desire, if we reduce size power stress enough. However, this work requires a lot of time. The condition \imdD(yp)/dyp^O hoi^^g jq^ the function D(y) = Oy", where «)!. If n = 1, from (56) we get the expression a (47) which shows a random linear decreasing amount of useful work by the amount of power stress. In this case, we get the limit lim Ai^ = yp-^O rja a (48) If the stress is increased to the initial value of strength a, then it is almost sure that lim yj.-^a (49) In this case, the electric motor breaks down almost certainly at the beginning of its operation and does not allow for any useful work. Actually, the electric motor undergoes more stresses that we have not taken into account (temperature, wet, etc.). Therefore, its amount of useful work is also limited if the limit of power stress is zero. Example 3. We would like to have technical products that hold up strongly against stress and have great durability. Both postulations contradict one another We will demonstrate the way and amount that we apply stress to a technical product continuously so that it would have maximal durability. We know that the product fails in the moment 7 when the stress becomes equal to the product strength, thus Y{T) = X{T). Therefore, we must create stress on the product in a way that the stress is near the strength, yet it does not ever reach it. Assume that is the boundary stress when the product almost fails, thus Y^ (t) - X(t) for each t. The initial stress is X{0) = a and the strength declination is D{t,y). From (4) we derive the strength process. Because 7+ = X ■ process y+as the solution of the integral equation X(t) = a-j D{t,X{t)) dt 0 (50) This is a simple form of Voltaire's integral equation that can be solved by an approximation procedure /6/. We can solve it also in the differential form if we derive (50) and get dX(0 d/ = -D{t,X{t)) ; X{Q) = a (51) Let us determine the boundary process of the stress ]/+ in the simplest case, when it is true that D{y) = Ccy, where a is a random quantity. The differential equation (51) now has the form dX(t) dt = ~aX(t) ; X(0) = a Its solution is the exponential function Y''{t) = aexp(-at) (52) (53) The exponential flow of boundary stress gives a clear indicator that we must decrease the maximal stress of the technical product when it becomes fatigued, if we wish to prolong its durability. 7. Failure prediction in maintenance The durability of a technical product during its exploitation can be increased in two ways: 1. by decreasing unnecessary stress, 2. by prolonging its strength during its use. In the first case, we will add a refreshing unit to the transistor body or blow fresh air, if we deal with power transistors. We will also diminish wet or corrosive stress by covering them with plastic or painting. In the second case, we increase the strength by using composed technical products in such a way that we partially exchange a component before it fails, as is shown in figure 5. Increasing the durability of a technical product by its user belongs to the field of preventive maintenance. X y 0 I'M 0 I'M 0 t Figure 5. Strength is decreasing during the technical product operation (0) because of stress. Breaicdown is prevented by repeated preventive maintenance (PM). Increasing the durability of the technical product is the responsibility of the user and belongs in the field of preventive maintenance. Preventive maintenance or exchanging of the product must be done before the product fails or before the stress exceeds the strength. We will demonstrate how we can do this with the computer. In everyday circumstances it is almost impossible to exact and dynamically predict the effect of the stresses on a technical product, but we can measure them and use the given results. If we know the initial strength a and the process of strength declination D for the product, we can use the measurement process of the stress to calculate its strength. Then from the measured stress Y, we can dynamically calculate the value of strength at a particular moment, the risk of failure and other quantities that have been mentioned in this paragraph, as shown in figure 6. y(o MEASUREMENT TECHNICAL PRODUCT ti, D X(t) D COMPUTER X(l) N(t; Ö) I', (") R, 00 A', (It; 5; Figure 6. The computer can give us the data for preventing breal^down by using past and present measurements. From the past stress process to the instant t we can predict, with previously known statistical methods, the next strength process Y* and X* from the relationship X* = 0(1^*)-With the aid of (8), we can continuously predict the moment of the product breakdown by solving the inequality y;(u)>X;(U) (54) for the smallest u. In the case of continuous stress Y^ , the inequality almost certainly becomes the equality y;{T,)^X;(T,) (55) At any moment t the computer can dynamically calculate F,{u) = Pr {t,u} (57) Fr{u, t When the current stress value Y{t) moves to the current strength value X(/ ) ofthe technical product, it is probable that the product will fail. Therefore, we call failure risk N(t,S) = Pr{Xit)-Y(t)p (60) We can predict the failure risk dynamically if we use the predicted processes ofthe stress Y* and the strength X* ■ In this case, there is the predicted failure risk for any y > / (61) We can also dynamically predict the moment , when the predicted failure risk reaches the set threshold p for the first time by the minimal solution of the inequality N,(u;S)>p (62) for u. Preventive maintenance or exchange ofthe product must be done before the failure risk reaches the set threshold p. Example 4. If the strength declination process depends only on stress D = D(y), then we get for ^^ > from (1) the solution D(Y(t))dt (63) The data for a and D is put into the computer in advance, and the data for stress Vis put into the computer by measurements taken at specific moments, as shown in figure 6. We get the simplest prediction of the stress process by taking Y* (u) = y*=cons. for each u>t' which equals the average value of the past stress 1 • t- Y{u) du (64) The strength prediction from (63) and (64) is X:(u) = X(t)-D(y:)iu-t) (65) The failure moment is dynamically predicted by the aid of (55) so that it holds true that (66) From the equations (65) and (66) we get the predicted durability at that moment as T = _X(t) + D(y:)t-y: D(y,) (67) From the strength process (7) and (59) the computer calculates the failure risk N(f,ö) = Pv\a- D{Y{t))dt-Y{t) p (70) 8. Conclusions We have explained the influence of the stress on technical product strength and how the product durability can be calculated. We have shown how this theory could be used in practice, by preventative maintenance. Further research on technical elements and systems can show the long-term advantages of the described model. The established reliability theory treats stress as a constant. Almost all technical systems incur stress dynamically in their use. Presented stress-strength model considers stress as a variable. Consequently, we are of the opinion that this new model is more useful in specific circumstances. References /1/ Afzal Beg, "Estimation of Pr{K(X} for exponential famiiy", IEEE Trans. Reliability, Voi. 29 1980, no.2, pp. 158-159 /2/ Arnold, Stochastic Differential Equations: Theory and Applications, 1974; John Wiley & Sons /3/ Belleni-Morante, Applied Semigroups and Evolution Equations, 1979; Clarendon Press /4/ McCool, "Confidence limits for Weibull regression with censored data", IEEE Trans. Reliability, Vol. 29, 1980, no. 2, pp. 145-150 /5/ Stochastic Nonlinear Systems (Proceedings of the Workshop), 1981; Springer-Verlag /6/ Tsokos, W.J. Padgett, Random Integral Equations with Applications to Stochastic Systems, 1971; Springer-Verlag /7/ Urugal, S.K. Fenster, Advanced Strength and Applied Elasticity, 1987; Elsevier /8/ Dagsupta, H.W. Haslah Jr., "Mechanical design failure models for buckling", IEEE Trans. Reliability, Vol. 42, 1993 March, pp. 9-16 Dr. Adolf Žižek Dr. Štefan Čelan ZRS Bistra Ptuj Slovenski trg 6, SI-2250 Ptuj, Slovenia Tel.: +386-2-7480250, Fax.: +386-2-7480260 E-mail: stefan.celan@guest.arnes.si Dr. Oto Težak University of Maribor Faculty of Electrical Engineering and Computer Science Smetanova 17, SI-2000 Maribor, Slovenia Tel.: +386-2-2207073, Fax.: +386-2-2511178 E-mail: tezak@uni-mb.si Prispelo (Arrived): 12.9.2001 Sprejeto (Accepted): 25.1.2002