The correlation between the levels of tissue inhibitor of metalloproteinases 1 in plasma and tumour response and survival after preoperative radiochemotherapy in patients with rectal cancer
Irena Oblak1, Vaneja Velenik1, Franc Anderluh1, Barbara Mozina2, Janja Ocvirk3
1	Department of Radiotherapy, Institute of Oncology Ljubljana, Ljubljana, Slovenia
2	Department of Laboratory Diagnostics, Institute of Oncology Ljubljana, Ljubljana, Slovenia
3	Department of Medical Oncology, Institute of Oncology Ljubljana, Ljubljana, Slovenia
Radiol Oncol 2013; 47(2): 138-144.
Received 18 January 2013 Accepted 3 February 2013
Disclosure: No potential conflicts of interest were disclosed.
Correspondence to: Assist. Prof. Irena Oblak, MD, PhD, Department of Radiotherapy, Institute of Oncology Ljubljana, Zaloška 2, SI-1000 Ljubljana, Slovenia. Phone: +386 1 5879 661; Fax: +386 1 5879 304; E-mail: ioblak@onko-i.si
Background. The aim of this study was to analyse whether the level of tissue inhibitor of metalloproteinases (TIMP) 1 is associated with the tumour response and survival to preoperative radiochemotherapy in rectal cancer patients. Patients and methods. Ninety-two patients with histologically confirmed non-metastatic rectal cancer of clinical stage I- III were treated with preoperative radiochemotherapy, surgery and postoperative chemotherapy. Plasma TIMP-1 concentrations were measured prior to the start of the treatment with an enzyme-linked immunosorbent assay (ELISA). Results. Median follow-up time was 68 months (range: 3-93 months) while in survivors it was 80 months (range: 68-93 months). The 5-year locoregional control (LRC), disease-free survival (DFS), disease-specific survival (DSS) and overall survival (OS) rates for all patients were 80.2%, 56.4%, 63.7% and 52.2%, respectively. The median TIMP-1 level was 185 ng/mL (range: 22-523 ng/mL) and the mean level (±standard deviation) was 192 (±87) ng/mL. Serum TIMP-1 levels were found to be significantly increased in patients with preoperative CRP>12 mg/L and in those who died from rectal cancer or had cT4 tumours. No correlation was established for age, gender, carcinoembriogenic antigene (CEA) level, platelets count, histopathological grade, response to preoperative therapy, resectability and disease reappearance. On univariate analysis, various parameters favourably influenced one or more survival endpoints: TIMP-1 <170 ng/mL, CRP <12 mg/L, platelets count <290 10E9/L, CEA <3.4mg/L, age <69 years, male gender, early stage disease (cN0 and/or cT2-3), radical surgery (R0) and response to preoperative radiochemotherapy. In multivariate model, LRC was favourably influenced by N-downstage, DFS by lower CRP and N-downstage, DSS by lower CRP and N-downstage and OS by lower TIMP-1 level, lower CRP and N-downstage.
Conclusions. Although we did not find any association between pretreatment serum TIMP-1 levels and primary tumour response to preoperative radiochemotherapy in our cohort of patients with rectal cancer, TIMP-1 levels were recognized as an independent prognostic factor for OS in these patients.
Key words: tissue inhibitor of metalloproteinases; rectal cancer; preoperative radiochemotherapy; prognostic factors
Introduction
stages. The primary treatment is surgery. In trans-Rectal cancer is one of the major health problems mural extension of tumour or node positive dis-due to increasing incidence and in a substantial ease, preoperative radiochemotherapy is recom-proportion of patients it is diagnosed in advanced mended to improve local control and survival.1-3
Poor prognosis of rectal cancer patients was attributed to the increase in tumour aggressiveness and its metastatic potential which, among others, were found to be determined by the activity of matrix metalloproteinases (MMPs) and their inhibitors (TIMPs) which play an important role in the process of degradation of the extracellular matrix and the basal membranes. The activity of the MMPs depends on the balance between the level of the active enzyme and its inhibitor.4-7 The TIMP family consists of 4 members: TIMP-1, TIMP-2, TIMP-3 and TIMP-4, which act as negative regulators of the degradation processes in the extracellular matrix. The latest evidences suggest that they also participate in cell signalling by regulating cell growth, apoptosis, angiogenesis and genomic in-stability.6'89
By analysing TIMP (and TIMP-1 in particular) expression in tumour tissue or circulating TIMP levels in plasma, they were recognized as candidate markers for diagnosis and prognosis in patients with different types of cancer, e.g. colo-rectal, breast, lung, ovarian, bladder carcinoma6,9, but, also in a variety of nonmalignant conditions: asthma, diabetes, cardiovascular and autoimmune diseases.9 Increased TIMP-1 plasma levels were found in patients with colorectal cancer compared to healthy controls, and were associated with advanced disease stage and poor prognosis.6,8-12 In metastatic colorectal cancer, elevated level of the inhibitor in plasma was predictive for low probability of response to chemotherapy.13 Finally, Unsal et al. reported that matrix metalloproteinase-9 expression correlates with a poor tumour response to preoperative chemoradiotherapy in patients with locally advanced rectal cancer.14
The aim of this study was to determine the predictive and prognostic value of TIMP-1 plasma level for local tumour response to preoperative radiochemotherapy and survival in patients with rectal cancer.
Patients and methods
Patients and treatment
Ninety-two patients (63 male, 29 female), aged from 42 to 86 years (mean 73 years), with histologically confirmed non-metastatic rectal cancer of clinical stage I- III, were included in prospective study. They were treated with preoperative radiochemo-therapy at the Institute of Oncology in Ljubljana between March 2005 and October 2006. In majority of patients (76; 82.6%) tumours were staged as cT3
TABLE 1. Characteristics of patients and their tumours (N=92)
Patients
Sex (female/male)	29/63
Age	73 (42-86)*
Primary tumour site
Lower rectum	30 (32.6%)
Middle rectum	44 (47.8%)
Upper rectum	18 (19.6%)
UICC cTNM-classification
N0	N1	N2	Total
T	0
T2	4	3	0	7
T3	40	33	3	76
T4	0	6	3	9
Total 44	42	6	92
Overall stage
Stage I	4 (4.3%)
Stage II	40 (43.5%)
Stage IIIA	3 (3.3%)
Stage IIIB	42 (45.6%)
Stage IIIC	3 (3.3%)
Histopathological grading
Well differentiated, G1	14 (15.2%)
Moderately differentiated, G2	59 (64.1%)
Poorly differentiated G3	19 (20.7%)
*Median (range), in years
UICC = International Union Against Cancer; cTNM = clinical stage tumour-nodes-metastases
and clinically positive regional nodes were found in more than half of the cases (48; 52.2%) (Table 1). Patients underwent a general clinical examination, including rectal examination by two independent examiners, complete blood tests, chest radiography and abdominopelvic computer tomography (CT), rectoscopy, endoscopic ultrasound (US) and magnetic resonance imaging (MRI) of the pelvis.
Preoperatively, patients were irradiated using CT-based 3-dimensional (3D) planning and four-
field box technique at a 15 MV linear accelerator. Radiotherapy regimen was comprised of 45 Gy in 25 fractions to small pelvis with a boost of 5.4 Gy to the primary tumour. In case of cT4 tumour or unresectable disease the booster dose was 9 Gy. Concurrently with irradiation all patients had chemotherapy (ChT), consisted of continuous peroral capecitabine (825 mg/m2 b.i.d., days 1-33, without weekend breaks) or of 2 cycles of intravenous 5-fluorouracil (5-FU) and leucovorine (425 mg/m2/day and 20 mg/m2/day, days 1 to 5).
Surgery employing total mesorectal excision (TME) technique was scheduled 6-8 weeks after the completion of chemoradiation and sphincter preservation procedure was done whenever possible. Four cycles of chemotherapy with either capecitabine (1250 mg/m2 bid, days 1-14, every 3 weeks) or bolus 5-FU and leucovorine (425 mg/m2/ day and 20 mg/m2/day, days 1-5, every 4 weeks) were planned postoperatively. The choice of postoperative chemotherapy was left to the oncologist's discretion. After finishing all therapies, patients were followed in 3 month intervals for the first 2 years and thereafter every six months up to the 5th year.
Determination of plasma TIMP-1 level
Blood samples were collected in vacutainer EDTA tubes. After centrifugation at 1500 x g at 4°C for 10 minutes, plasma was separated and kept at -80°C until analysis. Plasma TIMP-1 concentrations were measured with an enzyme-linked immunosorbent assay (ELISA) using commercially available TIMP-1 ELISA kit, purchased from Oncogen Science, Cambridge (MA), USA. Procedures were performed according to the manufacturer's protocol in duplicate, using diluted samples. All measurements differed by less than 10% and the mean value was calculated and used for statistical analysis. The inter-assay precision coefficients of variation of TIMP-1 ranged between 3.9% and 8.8% at the different levels.
Statistical analysis
Statistical analysis was performed using personal computer and software statistical package SPSS, version 13 (SPSS Inc., USA). The main endpoints of the study were response to preoperative therapy, locoregional control (LRC, the event was local or regional recurrence), disease-free survival (DFS, the event was local, regional or systemic recurrence), disease-specific survival (DSS, the event was
death due to the rectal cancer) and overall survival (OS, the event was death from any cause). MannWhitney test for independent groups was used to assess the differences in plasma TIMP-1 levels and clinicopathological parameters between various groups of patients. The survival of patients was computed from the first day of therapy to the closure date (December 31st, 2012). The Kaplan-Meier estimate was employed to calculate survival proba-bility15, and the differences between plotted curves were tested using the log-rank test.16 Independent prognostic value of factors that appeared statistically significant on univariate analysis was tested in multivariate Cox proportional hazard regression analysis.17 A two-tailed P < 0.05 was considered as statistically significant.
The study protocol was approved by the Medical Ethics Committee at the Ministry of Health of the Republic of Slovenia. All of the included patients gave their informed consent to the voluntary participation in the study.
Results
Course of treatment and outcome
Therapy as planned was delivered to 67 (70.8%) of patients: 16 (17.4%) patients had no concurrent ChT (history of ischaemic heart disease or other serious comorbidity) and in 9 (11.8%) patients it was omitted before the end of the preoperative treatment due to the acute side effects. Abdominoperineal excision, low anterior resection, and palliative surgery only was performed in 32 (34.8%), 52 (56.6%) and 4 (4.3%) patients, respectively. Four (4.3%) patients had no surgery (refusal 1, disease progression 3). Histopathologically radical resection (R0) was performed in 80 (87%) patients and pathological complete and partial response rates after preop-erative radiochemotherapy were 16.3% and 34.8%, respectively. Postoperatively, adjuvant ChT was administered to 27 (29.3%) patients and 70.4% of them received 4 cycles.
Median follow-up time was 68 months (range: 3-93 months) and was 80 months (range: 68-93 months) in survivors. On the close-out date, 42 (45.7%) patients were alive, 33 (35.9%) patients died of rectal cancer whereas in 11 (12%) patients the causes of death were vascular events (8) and pneumonia, metachronous bronchus cancer and malignant melanoma in 1 patient each, but, in 6 patients the cause of death was unknown. Sites of failure were as follows: local/locoregional 9 (9.8%), distant 23 (25%), local/locoregional and distant 5
TABLE 2. Tissue inhibitor of metalloproteinases (TIMP-1) and clinicopathological variables
Clinicopathological variables	N=92	TIMP-1 level in ng/mL Median (range)	p-value
Age < 69 years > 69 years	37 55	172 (55-350) 204 (22-523)	NS
Gender Male Female	63 29	183 (22-421) 200 (79-523)	NS
cT cT2+3 cT4	83 9	187 (22-421) 227 (129-523)	0.084
cN cN0 cN +	44 48	172 (66-318) 190 (22-523)	NS
Resectability R0 R1 + R2	80 8	185 (22-523) 183 (82-263)	NS
pT pT0+1+2 pT3+4	32 56	187 (22-421) 183 (66-523)	NS
pN pN0 pN +	66 22	187 (22-362) 183 (82-523)	NS
T- downstage Yes No	32 56	190 (22-523) 175 (66-350)	NS
N- downstage Yes No	72 16	190 (22-523) 168 (82-255)	NS
pCR Yes No	15 73	182 (80-421) 187 (22-523)	NS
CEA (mg/L) < 3.4 < 3.4	44 48	187 (22-523) 185 (66-350)	NS
Platelets count (10E9/L) < 290 < 290	40 52	185 (55-421) 190 (22-523)	NS
CRP (mg/L) < 12 > 12	73 19	175 (22-421) 227 (92-523)	0.031
Recurrence Yes No	37 55	187 (66-523) 190 (22-421)	NS
Death from rectal cancer Yes No	33 59	200 (66-523) 172 (22-421)	NS
Dead Yes No	50 42	207 (55-523) 167 (22-362)	0.02
NS = not significant; pCR = pathologic complete remission; CEA = carcinoembriogenic antigene, CRP = C reactive protein
(5.5%). The 5-year LRC, DFS, DSS and OS rates for all patients were 80.2%, 56.4%, 63.7% and 52.2%, respectively.
TIMP-1 and prognosis
The median TIMP-1 level was 185 ng/mL (range: 22-523 ng/mL) and the mean level (± standard deviation) was 192 (±87) ng/mL. Serum TIMP-1 levels were found to be significantly increased in patients with preoperative CRP>12 mg/L and in those
who died from rectal cancer and were marginally increased in patients who had cT4 tumours. No correlations were established for age, gender, cN-stage, CEA level, platelets count, histopathological grade, response to preoperative therapy, resect-ability and disease re-appearance.
On univariate analysis, various parameters fa-vourablyinfluencedone ormoresurvivalendpoints: TIMP-1 < 170 ng/mL (Figure 1), CRP < 12 mg/L, platelets count < 290 109 L, CEA < 3.4 mg/L, age < 69 years, male gender, early stage disease (cN0
100
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2 3 4 5 Time (years)
FIGURE 1. Overall survival and tissue inhibitor of metalloproteinases 1 (TIMP-1)
and/or cT2-3), radical surgery (R0) and response to preoperative radiochemotherapy (Table 2). The following parameters were introduced in mul-tivariate model to test their independent prognostic value: CRP, T-downstage, N-downstage and pretreatment TIMP-1 level. LRC was favourably influenced by N-downstage (Hazard ratio [HR]=6.10; 95% confidence interval [CI]: 1.78-20.89; p = 0.004); DFS by CRP (HR = 3.09; 95% CI: 1.33-7.18; p = 0.009) and N-downstage (HR = 3.66; 95% CI: 1.58-8.52; p = 0.003); DSS by CRP (HR = 2.77; 95% CI: 1.13-6.76; p = 0.03) and N-downstage (HR=3.88; 95% CI: 1.62-9.32; p=0.002); OS by TIMP-1 level (HR = 2.15; 95% CI: 1.01-4.56; p=0.047), CRP (HR=2.14; 95% CI: 1.08-4.25; p=0.029) and N-downstage (HR = 2.89; 95% CI: 1.35-6.18; p = 0.006) (Table 3).
Discussion
Several authors reported on the positive correlation between elevated serum or tissue TIMP-1 levels and increased aggressiveness of the disease. We
can assume that elevated TIMP-1 levels reflect the degree of proteolytic activity which is an essential process implicated in invasiveness of tumour cells. Therefore, it was hypothesized that if TIMP-1 is predictive for relapse and survival6'8'10'111819 it could be used to distinguish between patients with higher and those with lower risk for the disease recurrence. Detailed knowledge on risk level for disease re-appearance would allow us to avoid over- or undertreatment. Furthermore, the ability to predict efficiency of specific type of therapy, e.g. preoperative radiochemotherapy in rectal cancer patients, could help us to tailor the entire "treatment package" more according to individual tumour characteristics which are usually not taken into consideration.
In this view, our intention was to assess the predictive value of serum TIMP-1 levels in cohort of patients with rectal cancer who were treated with preoperative radiochemotherapy. The studied population was representative in regards to the treatment results such as percentage of radical resections (87%), T- and N-downstaging (34.8%), pathological complete responses (16.3%) and survivals (at 5 years: LRC-80.2%, DFS-56.4%, DSS-63.7%, and OS-52.2%) which are from all aspects comparable with the results of other researchers.2021
When analysing the association between established clinicopathological parameters and TIMP-1, we found elevated TIMP-1 levels in patients with higher cT-stage and those who died from rectal cancer or had increased CRP before the start of the preoperative treatment. In several studies, higher TIMP-1 levels were associated with advanced stage of the disease and poor prognosis.6101122 On the other hand, Holten-Anderson et al. did not find any differences in the TIMP-1 levels between Dukes stage A, B or C; patients with Dukes D rectal can-
TABLE 3. Multivariate analysis of survival
Parameter	Locoregional control	Disease-free survival	Disease-specific survival	Overall survival
	HR	95% CI	P-VALUE	HR	95% CI	P-vALUE	HR	95% CI	P-vALUE	HR	95% CI	P-vALUE
TIMP-1												
< 170 ng/mL/	1.33	0.33-5.31	NS	1.16	0.50-2.72	NS	1.34	0.53-3.37	NS	2.15	1.01-4.56	0.047
> 170 ng/mL												
T- downstage Yes/No	2.76	0.59-12.99	NS	1.93	0.82-4.57	NS	1.72	0.71-4.17	NS	1.55	0.79-3.01	NS
N- downstage Yes/No	6.10	1.78-20.89	0.004	3.66	1.58-8.52	0.003	3.88	1.62-9.32	0.002	2.89	1.35-6.18	0.006
CRP												
< 12 mg/L /	2.75	0.68-11.17	NS	3.09	1.33-7.18	0.009	2.77	1.13-6.76	0.03	2.14	1.08-4.25	0.029
> 12 mg/L												
HR = hazard ratio; CI-confidence interval; NS = not significant
cer, however, had significantly increased TIMP-1 level compared to less advanced stages.23 In many studies TIMP-1 was reported to be in positive correlation with patients' age61022'24, although Tayebjee et al. and our study found just the opposite.25 The relationship between TIMP-1 and CRP can be explained with the fact that they both participate in the processes of inflammation. Frederiksen et al. who systematically followed TIMP-1 levels before and after the surgery suggested that prolonged recovery due to postoperative infections may contribute to prolonged increase of plasma TIMP-1 level.9
In the present study, no correlation between TIMP-1 levels and the response to preopera-tive radiochemotherapy was observed, although Sorensen et al. reported that TIMP-1 can be predictive for the response to chemotherapy in colon carcinoma13 and Unsal et al. found that positive MMP-9 expression correlated with poor tumour response in patients with locally advanced rectal cancer undergoing preoperative radiochemotherapy.14
We also analysed the relationship between TIMP-1 levels and CEA, which is well recognized and still the only recommended marker used in the diagnosis and follow-up of patients with colorectal cancer. As confirmed in several studies, increased pretreatment CEA levels reflect an advanced disease stage and are forecasting an increased risk of recurrence and poor prognosis.26 However, similar as Holten-Andersen et al.23 we also did not find any association between TIMP-1 and CEA levels.
In Cox multivariate analysis we confirmed that patients in whom N-downstaging resulted from preoperative radiochemotherapy had more favourable LRC, DFS, DSS and OS, but patients with T-downstage did not have better survival at all. Furthermore, in patients younger than 69 years we did not find better survival rates, which is opposite to the results of other studies.2728 Finally, we found increased TIMP-1 levels (>170mg/mL) to be an independent risk factor for worse OS (p = 0.047). This observations are consistent with the reports of other authors who also identified higher TIMP-1 levels as being a negative predictor of shorter sur-vival.6,8'13,18,19,23 To the opposite, Ishida et al. were not able to confirm any prognostic value of TIMP-1 for colorectal cancer patients.24
Conclusions
Although we did not find any association between pretreatment serum TIMP-1 levels and primary tu-
mour response to preoperative radiochemotherapy in our cohort of patients with rectal cancer, TIMP-1 levels were recognized as an independent prognostic factor for OS in these patients.
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