LAND USE CLASSIFICATION BASED ON THE INTENSITY VALUE OF THE REFLECTED LASER BEAM KLASIFIKACIJA RABE POVRŠIN IZ VREDNOSTI INTENZITETE ODBITEGA LASERSKEGA ŽARKA Mojca Kosmatin Fras, Maria Attwenger, Maja Bitenc UDK: 528.8:711 ABSTRACT Airborne laser scanning of a terrain results, in addition to polar coordinate measurements, in intensity measurement of the reflected laser beam. Because the 3D lidarpoint cloud itself does not include information about the object types on which points are located, intensity measurements provide the important data for identification of objects and phenomena in the physical space. This is confirmed by the colour coded intensity value image, where particular objects (asphalt road, grass, building etc.) can be recognized. The measured intensity values have been analyzed within the Neusiedler See project case, part of a transnational project SISTEMaPARC (Interreg IIIB). We have investigated the land use classes that could be differentiated on the basis of intensity values thus enabling the land use classification. KEY WORDS airborne laser scanning, intensity classification, normalization, land use Klasifikacija prispevka po COBISS-u: 1.01 IZVLEČEK Pri zračnem laserskem skeniranju terena se hkrati z registracijo polarnih koordinat beleži tudi intenziteta odbitega laserskega žarka. Ker sam 3D lidarski oblak točk ne vsebuje informacij o tem, na katerih objektih točke dejansko ležijo, so meritve intenzitete pomemben podatek za identifikacijo objektov in pojavov v prostoru. To potrjuje slika barvno kodiranih vrednosti intenzitete, na kateri lahko razločimo posamezne pojave (asfaltna cesta, trava, zgradba itd.). V raziskavi smo analizirali vrednosti merjene intenzitete na primeru projekta Neusiedler See, ki je del transnacionalnega projekta SISTEMaPARC (InterregIIIB). Preučevali smo, katere vrste rabe lahko na osnovi vrednosti intenzitete razločimo in tako izvedemo klasifikacijo rabe površin. KLJUČNE BESEDE zračno lasersko skeniranje, intenziteta, klasifikacija, normalizacija, raba površin 1 INTRODUCTION Besides position, newly developed airborne laser scanning systems simultaneously record the intensity of each returned echo of the laser pulse. The position gives the morphology of the scanned terrain and the intensity holds potentially useful semantic information about the scanned features (reflectivity). The intensity joined with the 3D geometric data can be used for automatic identification and classification of different land uses. An indirect use of intensity for reconstruction of the ground reflectivity is impossible, because many influencing factors, originating from the laser scanner, the atmosphere and the target, may disturb a measurement. I ss ji O ž In different experiments and analyses the experts are trying to find out, which factors, and in what way, influence the measurements, searching for an appropriate reflectivity model (Song et al., 2002; Lutz et al., 2003; Hasegawa, 2006). In our research described in this paper, we used the airborne laser scanning data of the Neusiedler See project. The scanned area covered the Neusiedler See national park, which lies on the border between Austria and Hungary. The aim was to experimentally normalize the measured values, so that they could be used for the classification of the predominant land uses like meadows, fields, vineyards and roads. 2 AIRBORNE LASER SCANNING Airborne laser scanning (ALS), often called lidar - light detection and ranging system, is a relatively new but fast developing technology of remote sensing, providing accurate and detailed 3D information about the surface and its objects. The data are captured with a laser scanner (LS), which is an active sensor mounted on the floor of an airborne platform (plane or helicopter), as shown on Figure 1. is Q Figure 1: ALS data acquisition (ALTM). The laser emits narrow, monochromatic and coherent light towards a scanner that reflects it down to the ground in a common pattern. After hitting a target, the laser beam in most cases reflects in a diffuse manner and the returned part of a pulse (so-called echo) can be registered on the system's detector. As the laser light can be reflected from several targets (e.g. penetrating the vegetation) on its way down, it depends on the ALS system properties, how many echoes it registers. Usually, the first and the last echoes are measured. For each echo the travelling time of the light pulse, the scan angle and the intensity are measured. The time-of-flight of a light pulse is used in the equation to compute the double range laser-target-laser. 3D coordinates of the measured points can be determined in the reference coordinate system, if we know the position and the orientation of the laser scanner in the moment of transmitting the laser pulse. The position is defined with simultaneous measurements where the method of the differential kinematic GPS is used, and the orientation is defined with INS (Inertial Navigation System) where three rotation angles and angular accelerations of the platform in the space are measured. Since the ALS technology does not assure very accurate results in real-time, post processing is necessary. In the process of georeferencing the data of the laser scanner (polar co-ordinates) and measurements of integrated GPS and INS (position and orientation) systems are joined together at the same time, when the pulse is transmitted. To enhance the relative and absolute accuracy of the calculated 3D coordinates, additionally the calibration data of the used ALS system are considered. The results of georeferencing are the coordinates (X, Y, Z) for each registered echo in the reference coordinate system, which are further used for producing the final ALS products, e.g. digital surface model, digital terrain model. 3 INTENSITY DEFINITION OF THE REFLECTED LASER BEAM The detector of the laser scanner registers the time-of-flight of the backscattered laser light, scan angle of the emitted laser beam and the intensity of the returned echo. It is not known how exactly the intensity in a certain ALS system is measured (the producers of the systems have no interest in providing this information), therefore its definition is rather unclear. In the literature the intensity of the backscattered echo is set to be a digital number, which is proportional to the number of photons impinging on the detector in a certain time interval (in physics: power). In case of the Optech systems, Jonas (2002) wrote that the measured intensity values corresponded to the strength of the returned signal. Intensity values go from 0 (weak return) to 8160 (very strong return) and are rather relative measurements, not necessarily absolute. Generally, the intensity (IJ is defined from measuring the amplitude of that signal being reflected or emitted from the target, which returns from the target to the sensor and falls on the receiving element of the sensor inside its field of view. The measured intensity is defined as the maximum amplitude or as the average of the whole backscattered signal amplitude. If we consider the fact that intensity values do not have a unit, being relative measurements, then the definition of intensity in Song et al. (2002) is reasonable. It says that the intensity is a ratio between the received strength of laser light (Pand the strength from the laser system transmitted light (P). 3.1 Radar equation With the so called radar equation, which is valid for all active sensors, the strength or power of the received signal can be calculated. The laser evenly transmits its power P^ (referred to also as P) through the transmitting optics with a diameter D. The laser beam has a small divergent angle ß, so it eliminates a small (individual) part of surface If we consider loss of the laser beam energy, when it is travelling rig through the atmosphere, and the ratio between the size of footprint area Aaser, and the size of target1 dA, we obtain the total power intercepted by the target. Part of the signal is lost, because of the absorption on the target, and the rest is re-radiated in a diffuse manner (in various 1 Size of a target corresponds to the effective surface of an object, where the laser beam falls and is reflected from it. ^ directions). The re-radiated power depends on the target's reflectivity n, which is actually a property of the target material. The pattern of the reflected signal can be very complex. If the signal is reflected evenly distributed in the cone of solid angle and, after travelling the range R (target-sensor), this angle covers the field of view of the receiver, which has the aperture of the diameter D, then the power of the received signal can be calculated with the radar equation. After Wagner (2005) the final equation is written as in equation 1, where additionally the loss of the signal in the laser scanner system (n ) and in the atmosphere (n , ) is considered. Figure 2: Sketch of geometry of how lidar points are measured (Wagner, 2005)2. P = P, ■ d; 4^-R'-ß' Q p- dA -na, is Q Where: Pr _ received signal power; Pt _ transmitted signal power; D^ _ diameter of received aperture; R _ range from sensor to target; ß _ divergence of laser beam; ^ system transmission factor; ^ atmospheric transmission factor; O _ solid angle; dA _ area of the target; p _ reflectivity. ^ For clarity, the transmitter and receiver are drawn at different locations. Otherwise the laser scanner has a monostatic construction. The factors in the first brackets are associated with the laser scanner and the factors in the second brackets with the target. The latter factors are difficult to measure individually, so they are combined into one single factor, the so called backscattering cross-section, which is further explained in subparagraph 3.2.1. In the case when the beam falls perpendicular to the target surface = 90°) and reflects homogeneously (dA = Aaser), the size of a target is given by the equation: = Alaser = ^ R' -ß^ 4 (2) If we consider that a laser beam reflects diffusely from most targets (Q = n), the power received by the laser scanner could be calculated as follows: P. = P ■ D r 4R' ■Vsis -Vatm -P (3) It can be seen from equation (3) that the power of the received signal is inversely proportional to the square range (R) and is no more dependent on the divergence of laser beam (ß) If the inclination angle (|) of the laser beam is different than 90°, the equation (2) for the size of the footprintchanges and the received power after Hug in Wehr (1997) is: P = P, ■ Dr ■ cos^ 4R ■n-p (4) 3.2 Values of the measured intensity Intensity values measured for each returned laser beam are a complicated function of many variables like: • Power of the transmitted laser beam (Pt); • Range sensor-target-sensor (2R), which depends on the height of the terrain and flying height; • Above see level of the area scanned - it influences the characteristics of the material (e.g. soil moisture changes according to the height); • viewing angle of the ALS sensor; • inclination angle (|) of the laser beam; • type of laser light reflection (diffuse, specular) on a target; • reflectivity of a target; • size of a target in comparison to the size of the footprint; • atmospheric condition - impact of clear or hazy air (depends on the quantity of the steam I ss ji O ž and aerosols) on the air attenuation and diffraction; • radiation from surroundings, which has a similar wavelength to the one of the laser light (sunlight reflected from the ground and from small parts in the atmosphere, thermal radiation from the Earth's surface). These influencing factors disturb the measuring of intensity, so it is impossible to use them directly for the identification or determination of the target's material. The model must be simplified and checked with different experimental analyses. Considering the definition of intensity, being defined by the ratio of the received and transmitted light power, and supposing that the reflection is diffuse and homogeneous, and the inclination angle is perpendicular to the target, we can simplify the equation (3) to equation (5). It is valid for the same measuring system and for equal atmospheric conditions (one ALS mission). r Pr P m " ir = ■ co"st. (5) Where: const. _ constant. The values of the measured intensities depend on the target's material (reflectivity p) and get smaller with the range squared. Equation (5) shows that for the same surface, which is illuminated and observed with the same ALS active sensor, but from different distance (R), the detector records different intensity values (Im). While the incidence angle is mostly around 90°, its influence on intensity measurements could be neglected. It is considered only in case, when a high accuracy of measuring the reflectivity is required. Therefore values of the measured intensities do not depend on variables like transmitted power, atmospheric condition, radiation from surroundings, sensor's field of view, but mostly depend on the range R and the type of the target (according to its reflectivity, orientation and size). Range R is known, while it is measured for each returned laser beam. More complicated is the influence of the target, which is presented with various variables in the second brackets of equation (1) and is called backscattering cross-section