Radiol Oncol 1997; 31: 109-7. Minimally invasive therapy in carcinomas of the head and neck - an updated overview H. Iro,1 F. Waldfahrer,1 M. Weidenbecher,2 R. Fietkau,3 M. Gramatzki4 ' Department of Otorhinolaryngology, Head and Neck Surgery, Saarland University, 2 Department of Otorhinolaryngology, Head and Neck Surgery, University Erlangen-Niirnberg, 3 Department of Radiation Oncology, University Hospital Erlangen, 4 Division of Oncology and Hematology, Department of Internal Medicine III, University Hospital Erlangen, Germany In this up-to-date review the current role of minimally invasive procedures in head and neck oncology is defined. Endoscopic laser surgery in comparison with commando procedures is discussed as well as other non-operative treatment modalities, such as simultaneous chemo-radiotherapy. Special reference is given to the question if functional or radical neck dissection are of the same oncological value. Key words: head and neck neoplasms-therapy Treatment of carcinomas of the oral cavity and the oropharynx In the surgical treatment of tumors of the oral cavity and oropharynx, the removal of carcinomas by radical surgery - implying a monobloc resection of primary tumor in continuity with radical neck dissection and splitting or resection of the mandible -has been in the foreground of discussion since the end of the last century. These radical surgical strategies, advocated mainly by Martin and Sugarbaker1 and Conley and von Fraenkel2 require extensive use of flaps to reconstruct the defects and are frequently associated with mutilation of the patient, prominent dysphagia and impaired speech. A theoretical basis for these extensive operations is provided by the investigations of Ward and Robben3 and Lars-son et al.4, who demonstrated a lateral drainage from the floor of the mouth towards the periosteal lymph vessels of the mandible and from there into the deep cervical lymph nodes. There is concern that malignant cells will remain in the region of the Correspondence to: Prof. Dr. H. Iro, Head, Department of Otorhinolaryngology, Head and Neck Surgery, Saarland University, D-66421 Homburg (Saar), Germany. UDC: 617.52/.53-006.6-08 lymphatic drainage system and, above all, in the lymph vessels of the periosteum of the mandible if the primary tumor and the neck receive discontinuous treatment and if mandibular resection is neglected. In 1971, Marchetta5 used histological analysis to show that even with extensive carcinomas in the oral cavity associated with regional lymph node metastases involvement of the periosteum occurred only via a direct infiltration. Whenever macroscop-ically visible healthy tissue was found between the tumor and the mandible, no metastatic involvement of the periosteum was detectable in the course of these investigations. Weidenbecher and Pesch6 were unable to identify either tumor cells in lymphatic vessels of the periosteum or tumor extension into the Haversian channels, or intraosseus formation of metastases. In a recent study, no difference in disease free survival of patients with oral cancer between "radical" and "functional" regimens could be found.7 On the basis of the various studies, one can conclude that, even if infiltration of the mandibular periosteum has occurred, a partial resection which does not disrupt the continuity of the mandible could be sufficient for the cure of the tumor. In terms of disappointing treatment results, the demand for gen- 166 1ro H et al. eral monobloc resections of the primary tumor in continuity with the region of the lymphatic drainage system appears out of date. Within the last two decades, various research groups have published reports on transoral resections which were performed in cases of advanced malignancies in regions of the oral cavity and oropharynx.8,9 The treatment results reported are comparable to those achieved by en bloc resection and reconstruction of defects by pedicled or microvascular anastomosed flaps. Panje et al.[0 as well as Steiner", in particular, have emphasized the substantially lower degree of impairment of important functions and disfiguring of the patient caused by transoral resections, thus rendering measures to reconstruct defects unnecessary. By spontaneous epithelization of the operated sites, good preservation of the function and little cosmetic impairment can be obtained. Nonetheless, the principles of curative therapy of the tumor in both, enoral and transoral, minimally invasive and function-conserving operative techniques must be strictly observed. Treatment of laryngeal carcinomas After the introduction of microlaryngoscopy, the transoral endolaryngeal resections of carcinomas of the vocal cord were soon widely accepted. In 1972, Strong and Jako12 introduced the carbon dioxide laser - coupled to the microscope - into clinical practice. In the years to follow, various research groups reported on a successful therapy of small vocal cord cancer.8 The laser, however, also allows the transoral endolaryngeal resection of larger glottic tumors as well as supraglottic carcinoma. Notably, Steiner et al.a pointed out that the application of C02 lasers has substantially expanded the range of indications for minimally invasive, organ-sparing and function-maintaining endolaryngeal surgery also on advanced laryngeal carcinomas. Endolaryngeal laser surgery seems to be especially suitable for the treatment of superficially spreading T2 carcinomas which are not easily accessible to conventional external partial resections. The treatment results after endolaryngeal laser resections of T2 laryngeal carcinomas - which had been partly achieved by additional postoperative radiation therapy - are comparable to the results of conventional surgical methods (Figure 1). Endolaryngeal surgery also allows the larynx to be pre- served with a lower degree of functional impairment and tracheotomy to be avoided. Deep infiltration of the anterior commissure is considered to be a contraindication to endolaryngeal surgery. While Steiner et al.n also treat T3 laryngeal cancer by means of endolaryngeal laser surgery, Eckel and Thumfart14 among others reject an endolaryngeal therapeutic approach for these advanced types of laryngeal carcinomas. Figure 1. Comparison in survival (years) of endolaryngeal laser surgery and conventional external partial resection of T2 glottic carcinoma (N=128, Department of Otorhinlary-gology, Head & Neck Surgery, Erlangen, Germany). Treatment of the neck in cancer of the upper respiratory tract Whereas in 1906, Crile15 described radical neck dissection as the treatment of choice for lymph node metastases in the neck, only 16 years later Truffert16 laid the anatomical-pathological foundations for functional lymph node surgery of the neck. In 1963, Suarez'7 and in 1967 Bocca and Pignatoro18 developed the fundamental concepts of "conservative" neck dissection with the preservation of sternocleidomastoid muscle, accessory nerve and internal jugular vein. Conservative or "functional" neck dissection proved itself to reduce distinctly the morbidity rate while maintaining a comparable degree of treatment effectiveness. In Figure 2, a comparison of disease free survival rates is drawn between functional and radical neck dissections in an unse-lected group of patients with head and neck squamous cell carcinoma (unreleased data, Department of Otorhinolaryngology, Head and Neck Surgery, University Erlangen, 1970-1990). The distribution of stages was approximately equal in both groups. Minimally invasive therapy in carcinomas of the head and neck - an updated overview 167 Time Figure 2. Comparison of disease free survival (years) in cancer of the oral cavity, pharynx and larynx in accordance to neck dissection mode (N = 840, Department of Otorhinplarygology, Head & Neck Surgery, Erlangen, Germany). Non-surgical therapy of head and neck cancer Nowadays, simultaneous chemo-radiotherapy must be - in accordance to several publications (overview at 19 considered as the treatment of choice in primary unresectable cancer of the upper respiratory tract with "unresectable" also meaning "unresectable" from a functional point of view). CDDP and 5-fluorouracil are the most often used chemotherapeutic agents for this purpose. In addition, hyperfractionated radiotherapy seems to be superior to conventional radiation. Simultaneous chemoradiotherapy has become feasible by application of supportive measures such as nutrition via percutaneous endoscopically guided gastrostomy, hemopoietic growth factors and adequate pain management. Acknowledgment This work was supported by the Johannes und Frieda Marohn Stifftung, Erlangen, Germany. References 1. Martin H, Sugerbaker EL. Cancer of the tonsil. Am J Surg 1941; 52: 158-96. 2. Conley JJ, von Fraenkel T. Historical aspect of head and neck surgery. Ann Otol 1956; 65: 643-55. 3. Ward GE, Robben JO. A composite operation for radical neck dissection and removal of cancer of the mouth. Cancer 1951; 4: 98-109. 4. Larsson DL, Lewis SR, Rapperport AS, Coers CR, Blocker TG. Lymphatics of the mouth and neck. J Surg 1965; 110: 625-30. 5. Marchetta RC. The periosteum of the mandible and intraoral carcinoma. Am J Surg 1971; 122: 711-3. 6. Weidenbecher M, Pesch HJ. Zur Frage der generellen Unterkieferteilresektion bei knochennah gelegenen Karzinomen der Mundh'hle und des Oropharynx. HNO 1982; 30: 453-6. 7. Iro H, Waldfahrer F, Gewalt K, Zenk J, Altendorf-Hofmann A. Enoral/transoral surgery of malignancies of the oral cavity and the oropharynx. Adv Otorhi-nolaryngol 1995; 49: 191-5. 8. Iro H, Hosemann W. Minimaly invasive surgery in otorhinolaryngology. Eur Arch Otorhinolaryngol 1993; 250: 1-10. 9. Iro H, Waldfahrer F. Postoperative Staging und Chirurgische Therapie von Kopf-Hals-Tumoren. Onkologe 1996; 2: 339-45. 10. Panje WR, Scher N, Karnell M. Transoral carbon dioxide laser ablation for cancer, tumors, and other diseases. Arch Otolaryngol Head Neck Surg 1989; 115: 6818. 11. Steiner W. Laserchirurgie im HNO-Bereich. Arch Otorhinolaryngol 1987; 244 Suppl II: 8-18. 12. Strong MS, Jako GJ. Laser-surgery in the larynx: early clinical experiences with continuous CO, laser. Ann Otol Rhinol Laryngol 1972; 81: 791 -8. " 13. Steiner W, Iro H, Petsch S, Sauer S, Sauerbrei W. Laserchirurgische Behandlung von Laiynxkarzinomen (pT2-4). In: DYhmke E, Steiner W, Reck R, eds. Funktionserhaltende Therapie des fortgeschrittenen Lar-ynxkarzinoms, Stuttgart: Thieme, 80-91. 14. Eckel HE, Thumfart WF. Vorläufige Ergebnisse der endolaryngealen Laseresektion von Kehlkopfkarzinomen. HNO 1990; 38:179-93. 15. Crile G. Excision of the cancer of the head and neck with special reference to the plan of dissection based on 132 operations. JAMA 1996; 47:1780-6. 16. Truffert P. Le cou: les aponeuroses - les loges. Paris: Librairie L. Arnette, 1922. 17. Suarez O. El problema de las metastasis linfáticas alejadas del cancer de laringe e hipofaringe. Rev Otori-nolaringol 1963; 23: 83-99. 18. Bocca E, Pignataro O. A conservation technique in radical neck dissection. Ann Otol 1967; 76: 975-87. 19. Fietkau R, Steiner W. Moderne Aspekte der Strahlen-und Chemotherapie im Hals-Nasen-Ohren-Bereich. Eur Arch Otorhinolaryngol 1997; Suppl (in print)