66 Acta Chim. Slov. 2010, 57, 66-76 Scientific paper Calorimetric Insight into Coupling between Functionalized Primary Alkyl Halide and Vinylic Organocuprate Reagent: Experimental Determination of Reaction Enthalpies in the Synthesis of (^)-Ethyl 3-(tert-butyldimethylsilyloxy) hex-5-enoate - a Key Lactonized Statin Side Chain Precursor Zdenko Casar,1'2* Marko Tramsek2'3 and Andreja Gorsek3 1 Lek Pharmaceuticals, d.d., Sandoz Development Center Slovenia, API Development, Organic Synthesis Department, Kolodvorska 27, SI-1234 Menge{, Slovenia 2 Lek Pharmaceuticals, d.d., Sandoz Development Center Slovenia, API Development, Process Development Department, Kolodvorska 27, SI-1234 Menge{, Slovenia 3 University of Maribor, Faculty of Chemistry and Chemical Engineering, Laboratory for Process Systems Engineering and Sustainable Development, Smetanova 17, SI-2000 Maribor, Slovenia * Corresponding author: E-mail: zdenko.casar@sandoz.com Phone: ++386j 1 7217 662, Fax: ++386j 1 7237 382 Received: 11-08-2009 Dedicated to the memory of the late Prof. Dr. Valentin Koloini Abstract The first calorimetric study of coupling between organocuprate, derived from Grignard reagent (vinyl magnesium chloride), and primary alkyl halide (e.g. (S)-ethyl 3-(tert-butyldimethylsilyloxy)-4-iodobutanoate) has been conducted. This transformation is paramountly important for efficient preparation of (R)-ethyl 3-(tert-butyldimethylsilyloxy)hex-5-enoate - a key lactonized statin side chain precursor. The results obtained give thorough calorimetric insight into this complex low-temperature synthesis as well as a new understanding of the suggested reductive elimination of the final intermediates in the coupling reaction. Namely, the surprising unexpected spontaneous three-step exothermal event has been observed during controlled progressive heating of the mixture of the final intermediates to the room temperature. This phenomenon confirms that coupling between functionalized primary alkyl halide and vinylic organocuprate reagent is not a simple SN2 substitution reaction. The presented study provides among others the first reported values of reaction enthalpies and corresponding adiabatic temperature rises of reaction mixture for all exothermic events that occurred in the (^)-ethyl 3-(tert-butyldimethylsilyloxy)hex-5-enoate synthesis. The obtained results ensure consequential thermal process safety knowledge which can be incorporated into safe process scale-up as well as design of reactor system with sufficient cooling capacity for industrial production of (R)-ethyl 3-(tert-butyldimethylsilyloxy)hex-5-enoate. Moreover, the results provide a basic guidance for other organocuprate coupling reaction systems. Keywords: Grignard reagents, organocuprates, coupling reaction, reaction calorimetry, statins. 1. Introduction Statins, or 3-hydroxy-3-methylglutaryl-coenzyme A (HMGCoA) reductase inhibitors,1 termed hypochole- sterolemic agents, have become the most frequently prescribed and efficient drugs for the treatment of hypercholesterolemia2 because of the compelling evidence of their effect on reducing the rates of cardiovascular events.3 Initially discovered as fungal metaboli- Časar et al.: Calorimetric Insight into Coupling between Functionalized Primary Alkyl Halide Acta Chim. Slov. 2010, 57, 66-76 59 tes,4 statins have evolved rapidly in the past 20 years to a refined synthetic analogues comprised of a heterocyclic core and a chiral 3,5-dihydroxy-6-heptenoic or hep-tanoic acid side chain. Nevertheless, the P-hydroxy lactone moiety remained unmodified because it was found that it is essential for biological activity of statins.5 Examples of the marketed members of this group of compounds are fluvastatin,6 pitavastatin,7 worlds best selling drug atorvastatin,8 and still growing blockbuster rosuvastatin.9 Many diverse synthetic approaches towards statins have been developed in the last two decades.10 Nevertheless, quite recently we have pointed out a novel highly convergent approach, which could be used for statin preparation, by applying lactonized side chain precursor 1.11 Furthermore, we have recently reported an efficient preparation of chiral lactonized statin side chain precursors for the synthesis of synthetic statins wherein a key intermediate is (4,R,6S)-4-(tert-butyldimethylsilyloxy)-6-(iodomethyl)-tetrahydropyran-2-one 2 (Figure 1).12 Although, we have performed some improvements and simplifications in this reaction (Scheme 1),12 deeper insight into thermodynamics is needed for safe large scale utilization as well as for the better understanding of this complex organocuprate coupling since mechanism is not clearly established. The TBSH 3 is formed via coupling of DVMCU ((CH2=CH)2CuMgCl), derived from viniylmag-nesiun chloride (VMC; CH2=CHMgCl) and copper (I) iodide (Cul), with TBSIB 4 (Scheme 2).16 Scheme 2. Formation and coupling of DVMCU ((CH2=CH)2Cu MgCl) with TBSIB 4. Figure 1. Key lactonized satin side chain intermediates.1 The presented synthetic strategy, which affords io-dolactone 2 in the highest yield yet, utilizes (S)-ethyl 4-chloro-3-hydroxybutanoate (CHB).12 A key step in this reaction sequence is elaboration of (^)-ethyl 3-(tert-butyl-dimethylsilyloxy)hex-5-enoate (TBSH) 3 which is then converted to iodolactone 2 in two steps.13 The TBSH 3 is prepared by procedure originally described by Sato et al. for (S)-enantiomer of TBSH 314 and later by Numata et al. for (^)-enantiomer of TBSH 315 where organocuprate is first prepared from vinylmagnesium bromide (VMB) in the presence of 3-dimethyl-3,4,5,6-tetrahydro-2(1H)-pyri-midinone (DMPU) and triethyl phosphite (P(OEt)3) in te-trahydrofuran (THF). The formed divinylmagnesium cuprate (DVMCU) then reacts with (S)-ethyl 3-(tert-butyldi-methylsilyloxy)-4-iodobutanoate (TBSIB) 4 to give TBSH 3. Organocuprates (R2CuMgX species) are highly effective synthetic reagents for nucleophilic delivery of hard anionic nucleophiles such as vinyl and other carboanions to multifunctional substrates with sensitive functional groups such as ester moieties. Although organocuprates, derived from Grignard reagents are frequently prepared and used reagents, their structure, described as R2CuMg-X, is still not unambiguously determined in solution. This also leads to uncertainty in reaction mechanisms of these species. Namely, the structures of final copper-containing intermediates which yield products are generally unknown. Furthermore, the mechanism of copper-mediated substitution reactions is not fully understood and several possible mechanistic pathways have been suggested till now. The most straight forward suggested mechanism is simple SN2 substitution reaction of electrophile (alkyl ha-lide) with organocopper (R) anion (Scheme 3).17 Scheme 1. Synthesis of (R)-ethyl 3-(tert-butyldimethylsilyloxy) hex-5-enoate (TBSH) 3.12 Scheme 3. Direct s S.,2 substitution reaction.17 The most appealing suggestion for the coupling mechanism between organocopper species and alkyl hali-des assumes the formation of organocuprate R2CuMgX from Grignard reagent and copper halide (Eqs. 1 and 2, Scheme 4) followed by the displacement of the leaving group with copper bearing the a formal negative charge and formation of trialkylcopper (III) intermediate (Eq. 3, Scheme 4).17,18 The trialkylcopper (III) intermediate then Casar et al.: Calorimetric Insight into Coupling between Functionalized Primary Alkyl Halide 66 Acta Chim. Slov. 2010, 57, 66-76 Scheme 4. Suggested mechanism of organocuprate coupling with alkyl halide via trialkylcopper(III) intermediate.1 undergoes reductive elimination to give the cross-coupling product R-R' and organocopper reagent RCu, which is then quenched with water solution. Finally, radical SET mechanism has also been described and has been suggested for the alkylation reaction of secondary alkyl iodides where substitution reaction takes place in stereorandom fashion.19 However, this possible mechanism is not relevant to the present study, since we are dealing with primary alkyl iodide 4. Since the mechanism of coupling is not entirely clear, application of organocopper chemistry on industrial scale requires better understanding or calorimetric evaluation for safety reasons in scale-up as well as in the optimization of reaction yield to afford this chemistry economically feasible. Therefore, thorough calorimetric insight into organocopper substitution reaction on saturated carbon atom which circumvents the lack of exact mechanism understanding for safe large scale preparation is needed. Calorimetry is the science of measuring the heat of chemical reactions or physical changes.20 Any process that results in heat being generated by or exchanged with the environment is a candidate for a calorimetric study. Since all chemical, physical and biological processes are accompanied by heat flow, calorimetry clearly has a broad range of applicability, ranging from drug design to quality control of process streams in the chemical and biochemical industry. Many different types of calorimeters exist and among them reaction calorimeter is the most widely used.21 It is a calorimeter in which a chemical reaction is initiated within a closed insulated container. Reaction heats are measured and the total heat is obtained by inte- grating heat flow versus time. This is the standard used in industry to measure heats since industrial processes are engineered to run at constant temperatures. Reaction calo-rimetry can also be used to determine maximum heat release rate for chemical process engineering and for tracking the global kinetics of reactions. Over the past 35 years reaction calorimetry has also been used for the optimization of chemical processes.22 Many of them have been examined closely and the in-depth process knowledge gained has saved costs. As reaction calorimeters range from a few milliliters to some liters reaction volume - using single reactor or multiple reactor systems, they cover the entire field of process development. Today, reaction calorimeter is the proven industrial standard in both the chemical and pharmaceutical industries. The aim of the present study is to determine the reaction enthalpies and corresponding adiabatic temperature rises of reaction mixture for all exothermic events that occurred in the TBSH 3 synthesis, which is a complex sequence of low temperature chemical reactions between highly (moisture) sensitive intermediates, using high-quality reaction calorimeter. 2. Experimental 2. 1. Materials and Equipment 2. 1. 1. Materials Copper (I) iodide (Cul; assay, w > 98.0 %; Fluka), dry tetrahydrofuran (THF, puriss., absolute, over molecu- Časar et al.: Calorimetric Insight into Coupling between Functionalized Primary Alkyl Halide Acta Chim. Slov. 2010, 57, 66-76_ 59 lar sieve (wHO < 0.005 %), w > 99.5 %; density, p = 0.889 g mL-1; Fluka), vinylmagnesium chloride (VMC) solution in THF (VMC solution; molar concentration of VMC, cVMC = 1.9 mol L-1; p = 0.98 g mL1; Chemetall), 3-di-methyl-3,4,5,6-tetrahydro-2(1H)-pyrimidinone (DMPU; w > 96.0 %; p = 1.06 g mL-1; Fluka), triethyl phosphite (P(OEt)3; w > 95 %; p = 0.955 g mL-1; Fluka), ammonium chloride (NH4Cl; w > 99.5 %; Fluka), diisopropyl ether ('Pr2O; w > 98.0 %; Sasol Solvents GmbH), sulphuric acid (H2SO4; w > 95 %; Merck KGaA), (S)-ethyl 4-chloro-3-hydroxybutanoate (CHB; w > 98.0 %; Molekula UK Ltd), acetone (w > 99 %; Brenntag CEE GmbH), sodium iodide (Nal; w > 98 %; Merck KGaA), sodium thiosulphate (N2S2O3; w > 99 %; Merck KGaA), tert-butyl methyl et-hei" CBuMeO; w > 99.0 %; Univar), imidazole (IMD; w > 99 %; Merck Schuchard OHG), dimehylformamide (DMF; w > 99.0 %; BASF SE), tert-butyldimethylsilyl chloride (TBSCl; w > 96 %; Sigma-aldrich Chemie GmbH) are commercially available and were used as received without further purification. (^)-Ethyl 3-(tert-butyldi-methylsilyloxy)hex-5-enoate (TBSH) 3 and (S)-ethyl 3-(tert-butyldimethylsilyfoxy)-4-iodobutyrate (TBSIB; w > 96 % by GC; p = 1.286 g mL-1) 4 were prepared according to the approach presented in our preliminary communication.12 Details of these procedures are given in the experimental part described below. 2. 1. 2. Equipment Reaction calorimeter RC1 has been used for calori-metric studies in our case. It is a computer-controlled, electronically safe-guarded lab reactor for the performance of isothermal and adiabatic reactions and the determination of thermal data and constants, their recording and mathematical evaluation balancing.23 The complete RC1 system comprise the actual RC1 reaction calorimeter (with thermostat, stirrer, electronics cabinet), a glass chemical reactor (V = 2 L) with a glass cover for operation at ambient pressure and a personal computer. For control of the pumps or valves and to acquire additional measured values, a dosing controllers are attached. Chemical processes or individual steps are performed on a two liter scale under conditions approaching reality and all important process variables such as temperature, dosing operations, mixing, thermal power of the reaction and heat transport data are determined and controlled. All components of the flexible system are so designed that the results obtained on a two liter scale can be scaled up to the plant conditions. 2. 2. Methods 2. 2. 1. Calorimetric Measurement Background Majority of chemical reactions and physical operations (crystallization, evaporation, dissolution, dilution etc.) in production of pharmaceutical intermediates and active pharmaceutical ingredients either generate or consume heat. According to the thermodynamic principles, the enthalpies of those reactions (or physical operations), A H, are basically defined as: (1) where Qr - overall either released (positive sign) or consumed (negative sign) heat due to reaction, m = -32 °C to the ¿>m = 20 °C. Časar et al.: Calorimetric Insight into Coupling between Functionalized Primary Alkyl Halide 66 Acta Chim. Slov. 2010, 57, 66-76 tion. Namely, the observed overall highly exothermic three-step event takes place in organic media (THF solvent) with low specific heat capacity of reaction mixture, cP rm, at elevated temperature of reaction mixture > -10 °C). This present significant risk for an uncontrolled increase as a function of time in the case of loss of heat exchange (cooling failure) during above-mentioned exothermic event, which is also referred to as a runaway reaction, and can lead to an explosion. In a runaway scenario a higher ^rm which is closer to the temperature of the beginning of decomposition runway, #dec0 and low cP rm would suggest that thermal process risks related to the observed unexpected exothermic event is much higher. Namely, if cooling system fails, the time to maximum decomposition rate under adiabatic conditions, tMR dec ad (i.e., the time between cooling failure and thermal explosion in which safety measures must be taken),27 would be shorter at = -10 °C (beginning of reductive elimination event) than when operating at = (-40-(-30)) °C (DVMCU formation and nucleophilic substitution of TBSIB 4 with DVMCU) or during the quenching of the final reaction mixture with water solution which has high specific heat capacity. The awareness and understanding of above-mentioned facts is extremely important since there is still another reactive non hydrolyzed organocopper species (RCu) present in the mixture at this point of reaction which is also not stable in its nature and would probably not sustain increased temperature caused by uncontrolled temperature rise of the previous exothermic event. In addition, its hydrolysis (bonds dissociation) is also exothermic which would lead to another adiabatic temperature rise of reaction mixture and higher probability of thermal runaway. 3. 2. 5. VCU Hydrolysis The quenching of reaction mixture (VCU hydrolysis) was also calorimetrically investigated using reaction calorimeter RC1. The saturated aqueous NH4Cl solution (mNH4Cl = 535.0 g) was charged under vigorous stirring at #rm = 0 °C to crude reaction mixture (mrm = 934.5 g). Briefly, the overall heat generated by this process operation was determined to be Qr = 68 kJ. Since only 50 % of total reaction mixture was quenched, which corresponds to initial amounts of key components (nCuI = nTBSIB 4 = 218.5 mmol), the reaction enthalpy of VCU hydrolysis was calculated to be ArH = -311 kJ mol-1, resulting in an adiabatic temperature rise of reaction mixture, A^rmad = 19 °C. , It has been observed, that the maximum heat flow due to VCU hydrolysis is approximately ^rmax = 0.2 kJ s-1. This relatively high value of ^rmax would challenge the design of cooling capacity of the industrial reactor system especially if we want to maintain constant temperature of reaction mixture throughout quenching. Fortunately, the released heat flow due to reaction is totally dose controlled. Thus, ^rmax could be simply reduced by decreasing dosing volume flow rate of saturated aqueous NH4Cl solution. Summarily, the review of reaction enthalpies ArH, together with corresponding adiabatic temperature rises of reaction mixture, A^rmad, for all exothermic events that occurred in the TBSH 3 synthesis is presented in Table 2. Table 2: Comparison of reaction enthalpies ArH and corresponding adiabatic temperature rises Reaction/physical transformation ArH/ kJ mol-1 A^rm ad/°C DVMCU formation -25 6 Dosing of DMPU to DVMCU solution -48 10 Dosing of P(OEt)3 to DVMCU solution -16 3 Nucleophilic substitution of TBSIB 4 -387 58 with DVMCU Reductive elimination -160 22 VCU hydrolysis -311 19 It is evident from Table 2 that the previously unknown surprising highly exothermic phenomenon (ascribed to presumed reductive elimination) has almost the same thermal potential as VCU hydrolysis. In addition, it can be observed that the relative difference between reaction enthalpies of nucleophilic substitution of DVMCU on TBSIB 4 and VCU hydrolysis is less than 25 %. On the other side, the relative difference between estimated corresponding adiabatic temperature rises of reaction mixtures is more than 200 %. Therefore, it can be certainly established that in spite of similar values of reaction enthalpies the severities of those exothermic reactions are markedly different. 4. Conclusion We have conducted the first calorimetric study of coupling between organocuprate, derived from Grignard reagent (vinylmagnesium chloride), and alky halide which was in our case (S)-ethyl 3-(tert-butyldimethylsilyloxy)-4-iodobutanoate (TBSIB) 4. Reaction enthalpies and corresponding adiabatic temperature rises of reaction mixture were determined for all exothermic events that occurred during the synthetic sequence with highly sensitive intermediates. Unexpected surprising spontaneous three-step exothermal event has been observed in the final stage of the process at temperature of reaction mixture, > -10 °C, which can be ascribed to the presumed reductive elimination reaction which is associated with suggested fragmentation of trialkylcopper (III) complex and formation of the desired product and organocopper derivative (RCu). This event is followed by the final exothermal event associated with hydrolysis of remained organocop-per reagent species (RCu) when the remained mixture is Časar et al.: Calorimetric Insight into Coupling between Functionalized Primary Alkyl Halide 66 Acta Chim. Slov. 2010, 57, 66-76 quenched with saturated aqueous NH4Cl solution. This calorimetric study gives the evidence that coupling between organocuprate and alkyl halide is not a simple SN2 substitution reaction. In order to get better understanding of observed surprising exothermic event in coupling between organocuprate and alkyl halides, our further efforts will be placed into calorimetric kinetics studies as well as determination of optimal values of key control process parameters of these reactions which are crucially important for prevention of thermal runaway reaction accidents. 5. Acknowledgments The authors gratefully acknowledge Mr. P. Dr-novsek for support of this project and Mrs. A. Jeriha and Mr.S. Borisek for technical assistance in some experimental work and for acquisition of NMR spectra. 6. References 1. E. S. Istvan, J. Deisenhofer, Science 2001, 292, 1160-1164. 2. J. A. Tobert, Nat. Rev. Drug Discovery 2003, 2, 517-526. 3. a) J. A. Switzer, D. C. Hess, Expert Rev. Neurotherapeutics 2006, 6, 192-202. b) V. Lahera, M. Goicoechea, S. G. de Vi-nuesa, M. Miana, N. de las Heras, V. Cachofeiro, J. Luno, Curr. Med. Chem. 2007, 14, 243-248. c) A. Bersano, E. Bal-labio, S. 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Glavic, Acta Chim. Slov. 2004, 51, 245-256. 24. F. Stoessel, in: Thermal Safety of Chemical Processes: Risk Assessment and Process Design, Wiley-VCH, Weinheim, 2008, pp. 1-374. 25. Knovel Critical Tables, 2nd ed., Knovel, New York, 2003, Online version available at: http://knovel.com/web/portal/ browse/display?_EXT_KNOVEL_DISPLAY_bookid=761 &VerticalID=0. 26. T. Holm, J. Chem. Soc., Perkin Trans. 2, 1981, 464-467. 27. M. Eissen, A. Zogg, K. Hungerbühler, J. Loss Prev. Process Ind. 2003, 16, 289-296. Povzetek Predstavljena je prva kalorimetrična študija reakcije med organobakrovim prekurzorjem, pripravljenim iz vinilmagnezi-jevega klorida, in primarnim alkilhalidom ((5)-etil 3-(terc-butildimetilsilil)-4-iodobutanoatom). Reakcija omogoča učinkovito pripravo (^)-etil 3-(terc-butildimetilsilil)heks-5-enoata, ki je ključni gradnik laktonzirane statinske stranske verige. Rezultati pridobljeni s kalorimetrično študijo omogočajo poglobljeno razumevanje te kompleksne nizko-tempe-raturne sinteze kot tudi novo razumevanje predpostavljene reduktivne eliminacije končnega intermediata v reakcijskem zaporedju. Opažen je bil presenetljiv nepričakovan spontan tri-stopenjski eksotermni pojav med kontroliranim postopnim segrevanjem zmesi končnega intermediata v reakcijskem mediju na sobno temperaturo. Ta pojav potrjuje dejstvo, da reakcija med primarnimi alkilhalidi in vinilnimi organobakrovimi reagenti ni enostavna SN2 substitucija. Opravljena študija podaja, med drugim, tudi vrednosti reakcijskih entalpij in odgovarjajočih adiabatnih temperaturnih dvigov reakcijske zmesi za vse eksotermne pojave, ki so se zgodili med sintezo (R)-etil 3-(terc-butildimetilsilil)heks-5-enoata. Pridobljeni rezultati nam omogočajo razširitev znanja o procesih z intenzivnim sproščanjem toplote, ki ga lahko uspešno uporabimo pri varnem načrtovanju povečav tehnoloških procesov v organski sintezi in projektiranju reaktorskih sistemov z zadostno hladilno kapaciteto pri industrijski proizvodnji (R)-etil 3-(terc-butildimetilsilil)heks-5-enoata. Nadalje, rezultati študije lahko dajo osnovne smernice za podobne reakcije med organobakrovimi prekurzorji pripravljenimi iz Grignardovih reagentov in alkilhalidi. Časar et al.: Calorimetric Insight into Coupling between Functionalized Primary Alkyl Halide