Janez Orešnik CDU 801.56 University of Ljubljana NATURALNESS EXPRESSED IN SEM-VALUES In Slovenia, natura! syntax of the Klagenfurt brand has been extended to "the Slovenian Theory ", which studies the behaviour of (near)synonymous syntactic expressions, here called syn­tactic variants. The essential apparatus consists ofcombinations ofhigh and low sym-and sem-val­ues culledfrom naturalness scales. The presen! paper adduces examples ofa high sem-value combined with another high sem-value, and ofa low sem-value combined with another low sem-value. Such combinations have so far not received any attention in Naturalness Theory. The illustrations utilize language material divided into 14 "deductions. " For the list of lan­guages, see Keywords. Keywords: naturalness, syntax, morphosyntax; Albanian, Estonian, French, old Germanic langua­ges, Gothic, Hungarian, ltalian, Lakhota, Lappish, Paiute, old and modern Russian, Slovenian. The subject-matter of my paper is a (language-universal) theory developed in Slovenia by a small group of linguists (under my guidance), who mainly use English, German, and Slovenian language material as the base of verification. Our work owes much to, and exploits, the (hnguistic) Naturalness Theory as elaborated especially at some Austrian and German universities; cf. Mayerthaler 1981, Wurzel 1984, Dressler et al. 1987, Stolz 1992, Dressler 2000. Naturalness Theory has also been applied to syntax, notably at the University of Klagenfurt; the basic references are Dotter 1990, Mayerthaler & Fliedl 1993, Mayerthaler et al. 1993, 1995, 1998. Within the natural syntax of the Klagenfurt brand, the Slovenian work group has built an extension, which will henceforth be referred to as "the Slovenian Theory." The Slovenian Theory studies the behaviour of (near-)synonymous syntactic expressions, here called syntactic variants. Whenever two syntactic variants are includ­ed in the same naturalness scale, and consequently one variant can be asserted to be more natural than the other, the Slovenian Theory has something to say about some grammatical properties of the two variants. Naturalness Theory operates with two basic predicates, "marked" and "natura!." I cannot see any reason to distinguish the two predicates within the Slovenian Theory, therefore I use throughout one predicate only, namely "natura!." (This standpoint was implied as early as Mayerthaler 1987, 50.) Beside the technical terms "natural(ness)" and "naturalness scale," which have already been alluded to, the terms "sym-value" and "sem-value" (adopted from Mayerthaler 1981, 10 et passim) must be mentioned. The sym-value refers to the nat­uralness of an expression in terms of its encoding properties. The sem-value refers to the naturalness of an expression in terms of its semantic complexity. 5 The following auxiliary symbols will be employed: ">sym" (=more natura! with respect to encoding), "sem" (= more natura! with respect to semantic complexity), and "sym-value tends to associate with at least one additional >sym-value and/or with at least one sem-value; (3) at least one >sem-value tends to associate with at least one additional >sem-value and/or with at least one sym-value. In the above items (1-4) the object ofthe meta-verb "associate" refers to the inte­rior of the unit under observation, OR to a part of the immediate environment of the unit under observation. The Slovenian Theory covers both cases. Forschungsgeschichtlich, the predecessor of the above assumptions (1-4) is the familiar principle of constructional iconicity as formulated in Natura! Morphology. The principle runs as follows. Iff a semantically more marked category Cj is encoded as 'more' featured than a less marked category Ci, the encoding ofCj is said to be icon­ic (Mayerthaler 1987, 48-9). Using the predicate "natura!," the principle can be briefly stated as follows: sym is iconic. In the Slovenian Theory, the principle has been extended to syntax and expanded. Five published papers utiliz­ing this framework: Orešnik 1999, 2000a,b, 2001a,b. Each case considered is presented in the format of a deduction. A straightforward example: l. Slovenian. The masculine singular nominative of the cardinal numeral 'one' is en when accompanied by a mention of the unit counted, and eden when not accompa­nied by a mention of the unit counted, e.g. samo en človek je prišel 'only one man came,' samo edenjeprišel 'only one came.' (Cf. Toporišič 2000, 330.) The two syntactic variants: eden, en the masculine singular nominative of 'one.' l. The assumptions ofNaturalness Theory: 1.1. >sym (more transparent, less transparent) / morphological unit I.e. with respect to encoding, a morphological unit ofgreater transparency is more nat­ura! than a corresponding morphological unit of lesser transparency. (Mayerthaler 1981, 35; Mayerthaler et al. 1998, 186. On the notion oftransparency see Mayerthaler 1987, 49.) A special case of 1.1: 1.1.1. >sym (eden, en)/ masculine nominative singular of 'one' in Slovenian Le. with respect to encoding, the masculine nominative singular eden is more nat­ura! than the masculine nominative singularen, in Slovenian.-Eden is more transpar­ent than en, because eden has more sound body and interna! structure. 1.2. >sem ( +mention, -mention) / of the unit counted with the cardinal numeral Le. with respect to semantic complexity, a cardinal numeral + the unit counted is more natura! than a cardinal numeral not accompanied by the unit counted.-The preva­lent typological situation is that the cardinal numeral is accompanied by a mention of the unit counted. 2. The assumptions ofthe Slovenian Theory, conceming any two syntactic variants: 2.1. >sym tends to associate with sem 3. The consequences: From 1.1.1, 1.2 and 2.1 it can be deduced: 3 .1. If there is any difference between the forms ofmasculine singular eden and en, such that one form is accompanied by a mention ofthe unit counted, and the other form is not accompanied by a menti on of the unit counted, it is the form eden that tends not to be accompanied by a mention ofthe unit counted. Q.E.D. From 1.1.1, 1.2 and 2.2 it can be deduced: 3.2. Ifthere is any difference between the forms of masculine singular eden and en, such that one form is accompanied by a mention ofthe unit counted, and the other form is not accompanied by a mention of the unit counted, it is the form en that tends to be accompanied by a mention ofthe unit counted. Q.E.D. In the remainder of the present paper cases are adduced in which a high sem-value associates with another high sem-value, and a low sem-value associates with another low sem-value. Such combinations have so far not received any systematic attention in the Naturalness Theory. Consider the following deductions (2-14): 2. Albanian. Pronominal possessor, third person, alienable and inalienable posses­sion. In inalienable possession, the same form is used for the singular and for the plu­ral, e.g. e em-a 'his/her/their mother;' the possessor is not expressed. In alienable pos­session, a separate form is used for the masculine and feminine singular, and a sepa­rate for the plural, thus shoq-ja e tij 'his female colleague,' shoq-ja e saj 'her female colleague,' shoq-ja e tyre 'their female colleague;' the possessor is expressed. (Lyons 1999, 129; supplemented with Snoj 1991, 53 ff.) The two syntactic variants: the type e em-a, and the type shoq-ja e tij. l. The assumptions of N aturalness Theory: l. l. >sem ('his/her/their;' 'his,' 'her,' 'their') / pronominal possessor in Albanian 7 Le. with respect to semantic complexity, the expression of 'his,' 'her' and 'their' with one form is more natura! than the expression of these three separately, in Albanian.-A form with severa! meanings has a higher sem-value than a corresponding form with fewer meanings. Recall that dictionary entries of the most frequent lexical items tend to be much longer (enumerate more meanings) than dictionary entries of infrequent lexical items. Lexical items of high frequency have a high sem-value. 1.2. >sem (-alienable, +alienable) / possession Le. with respect to semantic complexity, inalienable possession is more natura! than alienable possession. (Mayerthaler 1981, 152; Mayerthaler et al. 1998, 275.) 2. The assumptions ofthe Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (nominative, other cases) /in nom.-acc. languages Le. with respect to semantic complexity, the nominative is more natura! than other cases, in nominative-accusative languages.-This follows from the basic properties of nominative-accusative languages. (Mayerthaler et al. 1998, 241.) 1.2. >sem (-alienable, +alienable) / property Le. with respect to semantic complexity, an inalienable property is more natura! than an alienable property. (Mayerthaler 1981, 152; Mayerthaler et al. 1998, 275.) A special case of 1.2: 1.2.1. >sem ( +permanent, -permanent) / property Le. with respect to semantic complexity, a permanent property is more natura! than a non-permanent property. 2. The assumptions ofthe Slovenian Theory, conceming any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (genitive, other cases) / case dependent ona head noun, in nom.-acc. lan­guages Le. with respect to semantic complexity, the genitive is more natura! than other cases dependent on a head noun, in nominative-accusative languages.-The genitive is the adnominal case par excellence. 1.2. >sem (+presupposed, -presupposed) Le. with respect to semantic complexity, +presupposed is more natura! than -pre­ supposed. (Mayerthaler 1981, 14.) A special case of 1.2: 1.2.1. >sem ( +definite, -definite) I.e. with respect to semantic complexity, +definite 1s more natura! than -defi­nite.-Everything definite is presupposed. 9 2. The assumptions ofthe Slovenian Theory, conceming any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (reflexive, personal) / pronoun expressing reflexivity Le. with respect to semantic complexity, a reflexive pronoun is more natura! than a personal pronoun, as an expression of reflexivity.-If a language has a specialized means of expressing a category, that specialized means is more sem-natura! than other means of expressing the same category. (My guess.) 1.2. >sem ( +third, -third) / grammatical person Le. with respect to semantic complexity, the third grammatical person is more nat­ura! than the non-third grammatical person. (According to the linguistic tradition beginning with Jakobson 1932.) 2. The assumptions ofthe Slovenian Theory, conceming any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (affirmation, negation) I.e. with respect to semantic complexity, affirmation is more natura! than negation. (Mayerthaler 1981, 15, 159.) 1.2. >sem (+indicative, -indicative) I.e. with respect to semantic complexity, the indicative is more natural than non- indicative. (Mayerthaler 1981, 14.) A special case of 1.2: 1.2. l. >sem (indicative, subjunctive) / in old Germanic languages I.e. with respect to semantic complexity, the indicative is more natura! than the sub­junctive, in the old Germanic languages. 2. The assumptions ofthe Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (plural, dual) Le. with respect to semantic complexity, the plural is more natura! than the dual. ( Greenberg 1966, 31-7.) 1.2. >sem ( +third, -third) / grammatical person I.e. with respect to semantic complexity, the third person is more natura! than the non-third person. (According to the linguistic tradition beginning with Jakobson 1932.) A special case of 1.2: 1.2.1. >sem ( +third, -third) / grammatical person of the dual Le. with respect to semantic complexity, the third person is more natura! than the non-third person, in the dual. 2. The assumptions of the Slovenian Theory, concerning any two morphological variants: 2.1. >sem tends to associate with another >sem 2.2. sem (SOV, SVO) / basic element order I.e. with respect to semantic complexity, the basic element order SOV is more nat­ura! than the basic element order SVO. (Mayerthaler et al. 1998, 309. Cf. the discus­sion in A. Siewierska 1999, 412-3.) 1.2. >sem (-definite, +definite) / direct object I.e. with respect to semantic complexity, the indefinite direct object is more natura! than the definite direct object.-In the spirit of Mayerthaler 1981, 14 and 1987, 42, con­ceming the markedness relations ofthe object as being the opposite ofthose typical of the subject. 2. The assumptions ofthe Slovenian Theory, conceming any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (affirmation, negation) I.e. with respect to semantic complexity, affirmation is more natura! than negation. (Mayerthaler 1981, 15, 159.) 1.2. >sem (+finite, -finite) / verbal form I.e. with respect to semantic complexity, a finite form of the verb is more natura! than an infinite form ofthe verb. (Mayerthaler et al. 1993, 145.) A special case of 1.2: 1.2.1. >sem (finite form, infinitive) /in Italian I.e. with respect to semantic complexity, a finite form is more natura! than the infinitive, in Italian. 2. The assumptions ofthe Slovenian Theory, conceming any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (body part, kinship relation) ! inalienable possession Le. with respect to semantic complexity, body parts are more natural than kinship relations, as instances of inalienable possession.-This is based on the circumstance that some languages, e.g. Dyirbal (Lyons 1999, 129), treat kinship relations as alienable. 1.2. >sem (ma-, mi-)/ inalienable possession in the first person singular, in Lakhota Le. with respect to semantic complexity, ma-is more natural than mi-as an expres­sion of inalienable possession in the first person singular, in Lakhota.-This is based on the circumstance that ma-is specialized for inalienable possession. The prefix mi-is used for alienable possession as well, e.g. in 'my dog' (Lyons 1999, 127). 2. The assumptions ofthe Slovenian Theory, conceming any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (-definite, +definite) / direct object Le. with respect to semantic complexity, the indefinite direct object is more natura! than the definite direct object.-In the spirit of Mayerthaler 1981, 14 and 1987, 42, con­ceming the markedness relations ofthe object as being the opposite ofthose typical of the subject. 1.2. >sem (conflated, separated) / accusative and nominative I.e. with respect to semantic complexity, accusative and nominative conflated is more natura! than accusative and nominative separated.-A form with severa! meanings has a higher sem-value than a corresponding form with fewer meanings. Cf. item 1.1 of deduction 2. 2. The assumptions ofthe Slovenian Theory, conceming any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem ( conflated, separated) / personal and demonstrative pronoun Le. with respect to semantic complexity, a personal and a demonstrative pronoun conflated is more natura! than a personal and a demonstrative pronoun separated.-A form with severa! meanings has a higher sem-value than a corresponding form with fewer meanings. Cf. item 1.1 of deduction 2. 15 1.2. >sem ( +third, -third) / grammatical person I.e. with respect to semantic complexity, the third grammatical person is more nat­ura! than the non-third grammatical person. (According to the linguistic tradition beginning with Jakobson 1932.) 2. The assumptions ofthe Slovenian Theory, conceming any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem ( +finite, -finite) / verbal form I.e. with respect to semantic complexity, a finite verbal form is more natura! than a non-finite verbal form. (Mayerthaler et al. 1993, 145.) A special case of 1.1: 1.1.1. >sem (fini te verbal form, infinitive) / in Old Northem Russian Le. with respect to semantic complexity, a finite verbal form is more natura! than an infinitive, in Old Northem Russian. 1.2. >sem (accusative, nominative)/ as the case of the direct object Le. with respect to semantic complexity, the accusative is more natura! than the nominative, as the case ofthe direct object. (In the spirit ofMayerthaler 1981, 14.) A special case of 1.2: 1.2.1. >sem ( accusative, nominative) / as the case of the inanimate direct object in Old Northem Russian Le. with respect to semantic complexity, the accusative is more natura! than the nominative , as the case of the inanimate direct object in Old Northem Russian. 2. The assumptions ofthe Slovenian Theory, conceming any two syntactic variants : 2.1. >sem tends to associate with another >sem 2.2. sem ( conversation, other registers) I.e. with respect to semantic complexity, conversation is more natura! than other registers. (Dotter 1990, 228.) 1.2. >sem (SOV & SVO, only SVO) / basic element order of declarative clauses Le. with respect to semantic complexity, a declarative clause which admits SOV and SVO is more natura! than a declarative clause which admits only SVO.-The scale has the format >sem (A + B, A). See Note 4. 2. The assumptions ofthe Slovenian Theory, conceming any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (A + B, A) is new. Any scale ofthe format in com­bination with another scale reflects the well-known observation that what is more sem­natural (less marked) is more varied. Some examples utilizing the new format are col­lected in Orešnik 2000b. Tuming to the subject-matter of the present deduction, con­versation is more natura! than the other registers; conversation accomodates both the element order SVO and the element order SOV, whereas the other registers are limit­ed to the element order SVO. The above deductions witness that sem-values can be utilized with profit. However, the use of sem-values in naturalness scales is only a matter of convenience. It is sim­ply the case that sometimes the data make the formulation of a sem-scale easier than the formulation of a corresponding sym-scale. 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SNOJ, Marko, Kratka albanska slovnica [BriefAlbanian grammar}. Ljubljana, Filozofska fakulteta. 1991. STOLZ, Thomas, Sekundare Flexionsbildung. Eine Polemik zur Zielgerichtetheit im Sprachwandel. Two vol­ umes. Bochum, Brockmeyer. 1992. TOPORIŠIČ, Jože, Slovenska slovnica [Slovenian grammar}. Fourth (revised and augmented) edition. Maribor, Obzorja. 2000. TSCHERNYCH, Petr J„ Historische Grammatik der russischen Sprache. Halle, Niemeyer. 1957. WURZEL, Wolfgang Ullrich, Flexionsmorphologie und Natiirlichkeit. Berlin, Akademie-Verlag. 1984. ZEMSKAJA, Elena A„ Russkaja razgovornaja reč': lingvističeskij analiz i problemy obučenija [Colloquial Russian: Linguistic analysis and problems ofteaching methods]. Moskva, Russkij jazyk. 1979. Povzetek JEZIKOVNA NARAVNOST IZRAŽENA V SEM-VREDNOSTIH V Sloveniji smo naravno skladnjo celovške šole razširili v "slovensko teorijo", ki raziskuje vedenje sopomenskih in domala sopomenskih (obliko)skladenjskih izrazov, tu imenovanih skla­denjske dvojnice. Bistveni del znanstvenega aparata tvorijo povezave visokih in nizkih sym-in sem­vrednosti, pridobljenih iz lestvic jezikovne naravnosti. Sestavek prinaša zglede, v katerih se visoka sem-vrednost povezuje z najmanj še eno visoko sem­vrednostjo, in zglede, v katerih se nizka sem-vrednost povezuje z najmanj še eno nizko sem-vred­nostjo. Doslej take povezave v okviru teorije o jezikovni naravnosti niso bile deležne pozornosti. Ponazoritve se naslanjajo na jezikovno gradivo, razvrščeno v 14 "izpeljav". Uporabljeni jeziki: albanščina, estonščina, francoščina, germanski jeziki (stari), gotščina, italijanščina, lakhota, laponšči­na, madžarščina, pajute in ruščina, v uvodnem zgledu slovenščina.